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  <front>
    <journal-meta><journal-id journal-id-type="publisher">WCD</journal-id><journal-title-group>
    <journal-title>Weather and Climate Dynamics</journal-title>
    <abbrev-journal-title abbrev-type="publisher">WCD</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Weather Clim. Dynam.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">2698-4016</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/wcd-3-825-2022</article-id><title-group><article-title>The tropical route of quasi-biennial oscillation (QBO) teleconnections in a climate model</article-title><alt-title>The tropical route of QBO teleconnections in a climate model</alt-title>
      </title-group><?xmltex \runningtitle{The tropical route of QBO teleconnections in a climate model}?><?xmltex \runningauthor{J. L.~Garc\'{i}a-Franco et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>García-Franco</surname><given-names>Jorge L.</given-names></name>
          <email>jorge.garcia-franco@physics.ox.ac.uk</email>
        <ext-link>https://orcid.org/0000-0002-0396-9744</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2">
          <name><surname>Gray</surname><given-names>Lesley J.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2">
          <name><surname>Osprey</surname><given-names>Scott</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-8751-1211</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3 aff4">
          <name><surname>Chadwick</surname><given-names>Robin</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-6767-5414</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff5">
          <name><surname>Martin</surname><given-names>Zane</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>Atmospheric, Oceanic and Planetary Physics, University of Oxford, Oxford, UK</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>National Centre for Atmospheric Science, Oxford, UK</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Met Office Hadley Centre, Exeter, UK</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Global Systems Institute, Department of Mathematics, University of Exeter, Exeter, UK</institution>
        </aff>
        <aff id="aff5"><label>5</label><institution>Department of Atmospheric Science, Colorado State University, Fort Collins, CO, USA</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Jorge L. García-Franco (jorge.garcia-franco@physics.ox.ac.uk)</corresp></author-notes><pub-date><day>29</day><month>July</month><year>2022</year></pub-date>
      
      <volume>3</volume>
      <issue>3</issue>
      <fpage>825</fpage><lpage>844</lpage>
      <history>
        <date date-type="received"><day>3</day><month>March</month><year>2022</year></date>
           <date date-type="rev-request"><day>7</day><month>March</month><year>2022</year></date>
           <date date-type="rev-recd"><day>2</day><month>July</month><year>2022</year></date>
           <date date-type="accepted"><day>11</day><month>July</month><year>2022</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2022 </copyright-statement>
        <copyright-year>2022</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://wcd.copernicus.org/articles/.html">This article is available from https://wcd.copernicus.org/articles/.html</self-uri><self-uri xlink:href="https://wcd.copernicus.org/articles/.pdf">The full text article is available as a PDF file from https://wcd.copernicus.org/articles/.pdf</self-uri>
      <abstract><title>Abstract</title>

      <p id="d1e145">The influence of the quasi-biennial oscillation (QBO) on tropical climate is demonstrated using 500-year pre-industrial control simulations from the Met Office Hadley Centre model.
Robust precipitation responses to the phase of the QBO are diagnosed in the model, which show zonally asymmetric patterns that resemble the El Niño–Southern Oscillation (ENSO) impacts. These patterns are found because the frequency of ENSO events for each QBO phase is significantly different in these simulations, with more El Niño events found under the westerly phase of the QBO (QBOW) and more La Niña events for the easterly phase (QBOE). The QBO–ENSO relationship is non-stationary and subject to decadal variability in both models and observations. In addition, regression analysis shows that there is a QBO signal in precipitation that is independent of ENSO.
No evidence is found to suggest that these QBO–ENSO relationships are caused by ENSO modulating the QBO in the simulations.
A relationship between the QBO and a dipole of precipitation in the Indian Ocean is also found in models and observations in boreal fall, characterised by a wetter western Indian Ocean and drier conditions in the eastern part for QBOW and the opposite under QBOE conditions.
The Walker circulation is significantly weaker during QBOW compared to QBOE, which could explain the observed and simulated zonally asymmetric precipitation responses at equatorial latitudes, as well as the more frequent El Niño events during QBOW. Further work, including targeted model experiments, is required to better understand the mechanisms causing these relationships between the QBO and tropical convection.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e157">Long-distance effects or teleconnections associated with the stratospheric quasi-biennial oscillation (QBO) have been well documented in the subtropics and extratropics, including, for example, the stratospheric polar vortex <xref ref-type="bibr" rid="bib1.bibx46 bib1.bibx6 bib1.bibx25 bib1.bibx60" id="paren.1"/>, the subtropical jets <xref ref-type="bibr" rid="bib1.bibx32 bib1.bibx40 bib1.bibx61" id="paren.2"/> and the North Atlantic Oscillation <xref ref-type="bibr" rid="bib1.bibx40 bib1.bibx37 bib1.bibx5" id="paren.3"/>.
Observational and modelling evidence suggests that there is also a tropical route of influence of the QBO through impacts on monsoons <xref ref-type="bibr" rid="bib1.bibx36 bib1.bibx19 bib1.bibx57" id="paren.4"/>, the Intertropical Convergence Zone (ITCZ) <xref ref-type="bibr" rid="bib1.bibx37" id="paren.5"/>, tropical sea-surface temperatures (SSTs) <xref ref-type="bibr" rid="bib1.bibx33 bib1.bibx48" id="paren.6"/>, tropical high clouds  <xref ref-type="bibr" rid="bib1.bibx57 bib1.bibx71" id="paren.7"/>, tropical cyclones <xref ref-type="bibr" rid="bib1.bibx45 bib1.bibx50" id="paren.8"/> and the Madden–Julian Oscillation (MJO) <xref ref-type="bibr" rid="bib1.bibx84 bib1.bibx92 bib1.bibx66" id="paren.9"/>.
For recent reviews on stratosphere–troposphere coupling in the tropics, see <xref ref-type="bibr" rid="bib1.bibx41" id="text.10"/> and <xref ref-type="bibr" rid="bib1.bibx44" id="text.11"/>.</p>
      <p id="d1e194">The tropical route of QBO teleconnections remains less well understood than other routes for various reasons. One reason is that the observational record is too short to diagnose robust differences between the two QBO phases in a 30–40-year-long dataset as variability in the tropics on QBO timescales is dominated by El Niño–Southern Oscillation (ENSO) <xref ref-type="bibr" rid="bib1.bibx57 bib1.bibx81 bib1.bibx37" id="paren.12"/>. Similarly, the modulation of the location and strength of tropical convection by ENSO events can influence the characteristics of the QBO <xref ref-type="bibr" rid="bib1.bibx86 bib1.bibx78 bib1.bibx35 bib1.bibx18 bib1.bibx82" id="paren.13"/>, which makes it difficult to separate the cause and effects of ENSO and the QBO.</p>
      <p id="d1e203">However, multiple lines of evidence suggest that there is a modulation of several features of tropical climate by the QBO.
In observations, impacts of the QBO over monsoon regions have been diagnosed in satellite-derived fields such as cloud height, occurrence and out-going longwave radiation <xref ref-type="bibr" rid="bib1.bibx21 bib1.bibx57" id="paren.14"/>, as well as in surface precipitation <xref ref-type="bibr" rid="bib1.bibx81 bib1.bibx37" id="paren.15"/>.
The observational evidence shows zonally asymmetric impacts – indicating that the QBO influence depends on longitude. A proposed mechanism suggests a QBO modulation of the Walker circulation <xref ref-type="bibr" rid="bib1.bibx21 bib1.bibx57" id="paren.16"/>. Additionally, analyses of observations and forecast models have found that the MJO is stronger and more predictable under the easterly phase in the lower stratosphere  <xref ref-type="bibr" rid="bib1.bibx84 bib1.bibx58 bib1.bibx54 bib1.bibx63 bib1.bibx66" id="paren.17"/>.</p>
      <p id="d1e218">Several of the observed relationships between the QBO and tropical convective phenomena appear to be non-stationary or intermittent. For example, <xref ref-type="bibr" rid="bib1.bibx38" id="text.18"/> found evidence for a QBO modulation of Atlantic tropical cyclones, but this link seemingly disappears after 1990 <xref ref-type="bibr" rid="bib1.bibx15" id="paren.19"/>. A second example is the QBO–ENSO relationship; during the 1953–1980 period, La Niña (LN) events were more frequent under the westerly phase of the QBO (QBOW) and El Niño  (EN) events during the easterly phase (QBOE) suggesting an anti-correlation of QBO–ENSO indices <xref ref-type="bibr" rid="bib1.bibx31 bib1.bibx47 bib1.bibx25" id="paren.20"/>. However, the relationship between the QBO and ENSO indices has become positive since 1985 <xref ref-type="bibr" rid="bib1.bibx86 bib1.bibx57" id="paren.21"/>.  Interdecadal variations have also been observed in the signs of the QBO–Walker circulation <xref ref-type="bibr" rid="bib1.bibx47 bib1.bibx44" id="paren.22"/> and MJO–QBO relationships <xref ref-type="bibr" rid="bib1.bibx54" id="paren.23"/>.</p>
      <p id="d1e241">Modelling studies have also investigated tropical surface impacts associated with the QBO. For example,   <xref ref-type="bibr" rid="bib1.bibx36" id="text.24"/> found that boreal summer monsoon regions exhibit a significant response in cloudiness to the QBO winds in a general circulation model (GCM). In a cloud-resolving model, <xref ref-type="bibr" rid="bib1.bibx70" id="text.25"/> found that the influence of the QBO may depend on the strength of convection and SST forcing, suggesting a non-linear effect of the QBO on the convective processes.</p>
      <p id="d1e250">A relatively smaller number of studies have analysed tropical QBO teleconnections in GCMs. For example, <xref ref-type="bibr" rid="bib1.bibx72" id="text.26"/> analysed the precipitation response to the QBO in models from the Coupled Model Intercomparison Project phase 6 (CMIP6) cohort and found large model disagreement in the sign and pattern of the precipitation response. In contrast, <xref ref-type="bibr" rid="bib1.bibx83" id="text.27"/> analysed simulations from the QBO-initiative (QBOi) <xref ref-type="bibr" rid="bib1.bibx13" id="paren.28"/> project and found robust responses across models in the East Pacific ITCZ that are similar to the observed pattern <xref ref-type="bibr" rid="bib1.bibx37" id="paren.29"/>.</p>
      <p id="d1e265">Moreover, the physical mechanisms through which the QBO could influence tropical climate are also not well understood. The influence of the QBO over the temperature and vertical wind shear near the tropopause layer <xref ref-type="bibr" rid="bib1.bibx87 bib1.bibx65" id="paren.30"/> has been hypothesised to affect tropical deep convection.
For example, early studies <xref ref-type="bibr" rid="bib1.bibx38 bib1.bibx21" id="paren.31"/> argue that the QBO induces changes to the vertical wind shear or static stability in the upper-troposphere–lower-stratosphere (UTLS) that can modify the depth of convection at equatorial latitudes. However, other studies suggest that the surface impact of the QBO may be a function of both the UTLS temperature changes and the tropospheric forcing <xref ref-type="bibr" rid="bib1.bibx70" id="paren.32"/>.</p>
      <p id="d1e277">In short, observational uncertainty limits the confidence in the diagnosis of impacts from the QBO to the tropical troposphere.
This paper aims to address these shortcomings by investigating the tropical route of QBO influence using long integrations of the UK Met Office Hadley Centre (MOHC) Unified Model (UM) submitted to CMIP6. The model extends to the mesosphere and includes a self-generated QBO via a non-orographic gravity wave scheme that compares well with the observed QBO <xref ref-type="bibr" rid="bib1.bibx74" id="paren.33"/>.
The CMIP6 pre-industrial control (piControl) experiments with constant 1850 external forcing are examined to exploit their length (500 years) and the resulting statistical robustness of the diagnosed QBO impacts.
QBO–MJO connections are excluded from this study as they have already been explored and found largely absent in the MOHC models <xref ref-type="bibr" rid="bib1.bibx53" id="paren.34"/>.</p>
      <p id="d1e286">The paper is structured as follows. Section 2 describes the simulations together with the observational and reanalysis data that are employed for comparison and verification, as well as the composite and regression techniques employed in the study. Section 3 examines evidence for QBO signals in a variety of tropical climate indicators, including precipitation, the ITCZ, monsoons, ENSO, the Walker circulation and the Indian Ocean Dipole (IOD). The final section provides a summary and conclusions of the main findings.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Methods and data</title>
<sec id="Ch1.S2.SS1">
  <label>2.1</label><title>Observations and reanalysis</title>
      <p id="d1e304">The gridded precipitation datasets used in this study are the 1<inline-formula><mml:math id="M1" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> resolution Global Precipitation Climatology Project (GPCP) v2.3 <xref ref-type="bibr" rid="bib1.bibx2" id="paren.35"/> dataset and the Global Precipitation Climatology Centre (GPCC) dataset version 6 at 0.5<inline-formula><mml:math id="M2" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> resolution <xref ref-type="bibr" rid="bib1.bibx8 bib1.bibx79" id="paren.36"/> – in both cases available as monthly means. GPCP is a merged product of satellite and land rain-gauge observations and provides coverage over land and ocean, whereas GPCC uses a large network of surface station data going back to the early 1900s and has a higher horizontal resolution but does not provide data over oceanic regions <xref ref-type="bibr" rid="bib1.bibx9 bib1.bibx4" id="paren.37"/>. The HadSST 4.0 dataset is used for SSTs (1930–2021) <xref ref-type="bibr" rid="bib1.bibx52" id="paren.38"/>. Zonal winds at the 70 hPa level from the Freie Universität Berlin (FUB) radiosonde dataset and from a long reconstruction (1930–2021 in this study) from sea-level pressure data (<xref ref-type="bibr" rid="bib1.bibx10" id="altparen.39"/>; hereafter B07) are also used to diagnose the QBO (see Sect. <xref ref-type="sec" rid="Ch1.S2.SS3"/>).</p>
      <p id="d1e343">For the other diagnostics, including zonal wind, vertical velocity and convective precipitation, we use the European Centre for Medium-Range Weather Forecasts (ECMWF) ERA5 Reanalyses  <xref ref-type="bibr" rid="bib1.bibx43" id="paren.40"/> downloaded at the  <inline-formula><mml:math id="M3" display="inline"><mml:mrow><mml:mn mathvariant="normal">0.75</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup><mml:mo>×</mml:mo><mml:mn mathvariant="normal">0.75</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> resolution.
Monthly mean data were used for all observational datasets.
The GPCP and ERA5 datasets span the 1979–2021 period, whereas the period 1953–2019 is used for GPCC.</p>
</sec>
<sec id="Ch1.S2.SS2">
  <label>2.2</label><title>CMIP6 data</title>
      <p id="d1e377">The MOHC submitted three simulations for the piControl experiment of CMIP6 using two models:  HadGEM3 GC3.1 at N96 and N216 horizontal resolutions (hereafter referred to as GC3 N96-pi and GC3 N216-pi) and UKESM1 at N96 horizontal resolution (hereafter referred to as UKESM N96-pi).
The HadGEM3 model is the core  physical climate model, and UKESM1 is an earth system model extension, with additional treatment of aspects of, for example, land surface, ocean and sea-ice processes, as well as improved chemical processes <xref ref-type="bibr" rid="bib1.bibx55 bib1.bibx94 bib1.bibx80" id="paren.41"/>.
The N in N96 refers to the maximum number of zonal 2 grid-point  waves that can be represented by the model <xref ref-type="bibr" rid="bib1.bibx88" id="paren.42"/> at that resolution, so the N96 and N216 atmospheric resolutions at the mid-latitudes are <inline-formula><mml:math id="M4" display="inline"><mml:mrow><mml:mn mathvariant="normal">1.875</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup><mml:mo>×</mml:mo><mml:mn mathvariant="normal">1.25</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M5" display="inline"><mml:mrow><mml:mn mathvariant="normal">0.83</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup><mml:mo>×</mml:mo><mml:mn mathvariant="normal">0.56</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>, respectively, whereas their oceanic resolutions using the NEMO model are 1<inline-formula><mml:math id="M6" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (ORCA1) and 0.25<inline-formula><mml:math id="M7" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>  (ORCA025) <xref ref-type="bibr" rid="bib1.bibx94" id="paren.43"/>, respectively.</p>
      <p id="d1e448">The three simulations (GC3 N216-pi, UKESM N96-pi and GC3 N96-pi) used in this study are 500 years long and have the same experimental design with only one ensemble member. The simulations were run with constant year-1850 external forcing; further details about the MOHC piControl experiments can be found in <xref ref-type="bibr" rid="bib1.bibx68" id="text.44"/> and about the UKESM1 model in <xref ref-type="bibr" rid="bib1.bibx80" id="text.45"/>.
The majority of diagnostics are shown for the GC3 N216-pi simulation, and comparisons with the other two simulations are noted where appropriate.</p>
      <p id="d1e457">The equatorial climate of GC3 N216-pi  captures tropical dynamical processes including  mean and extreme precipitation reasonably well <xref ref-type="bibr" rid="bib1.bibx29 bib1.bibx1" id="paren.46"/> as this configuration is amongst the best compared to other CMIP5/CMIP6 models, e.g. in tropical extreme precipitation <xref ref-type="bibr" rid="bib1.bibx1" id="paren.47"/> and the annual cycle of equatorial Atlantic SSTs and low-level winds <xref ref-type="bibr" rid="bib1.bibx73" id="paren.48"/>.
However, notable biases of the MOHC models include the southward bias of the Atlantic ITCZ linked to the dry Amazon bias and a wet bias over the East Pacific ITCZ <xref ref-type="bibr" rid="bib1.bibx29" id="paren.49"/>.</p>
      <p id="d1e472">Furthermore, the MOHC models have improved their representation of ENSO characteristics; e.g. <xref ref-type="bibr" rid="bib1.bibx56" id="text.50"/> finds that HadGEM3 configurations represent the pattern, seasonal cycle, amplitude and life cycle of ENSO better than the CMIP6 multi-model mean. These results agree with other studies that indicate the GC3 N216-pi configuration reasonably simulates the seasonal phase-locking and the spectral power of ENSO <xref ref-type="bibr" rid="bib1.bibx68 bib1.bibx73 bib1.bibx59" id="paren.51"/>.</p>
      <p id="d1e482">In the stratosphere, this and previous configurations of the model reasonably simulate the QBO <xref ref-type="bibr" rid="bib1.bibx77 bib1.bibx74 bib1.bibx12" id="paren.52"/>.  The model QBO is driven by both resolved and parameterised non-orographic gravity waves <xref ref-type="bibr" rid="bib1.bibx76 bib1.bibx88" id="paren.53"/> and is tied to total precipitation sources in the tropics <xref ref-type="bibr" rid="bib1.bibx11" id="paren.54"/>.  However, the atmosphere model configuration used in this study underestimates the amplitude of the QBO in the lower stratosphere (60–90 hPa), with the maximum bias found at 70 hPa of 5 <inline-formula><mml:math id="M8" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, and the power spectrum of QBO periods shows more power at longer periods (32–36 months) than observations <xref ref-type="bibr" rid="bib1.bibx12" id="paren.55"/>.</p>
</sec>
<sec id="Ch1.S2.SS3">
  <label>2.3</label><title>Indices</title>
      <p id="d1e522">The index used to characterise the QBO  for ERA5, the FUB and the simulations is the monthly mean zonal-mean zonal winds at 70 hPa averaged between 5<inline-formula><mml:math id="M9" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S and 5<inline-formula><mml:math id="M10" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N, which is well suited to diagnose impacts in the tropical tropopause region <xref ref-type="bibr" rid="bib1.bibx49 bib1.bibx37 bib1.bibx44 bib1.bibx83" id="paren.56"/>.  The QBO phase is defined using a threshold of 2 <inline-formula><mml:math id="M11" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx30" id="paren.57"/>, so the transition months when the QBO winds fall within the range <inline-formula><mml:math id="M12" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M13" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> are excluded.  The reconstruction from B07 uses the 90 hPa winds and a threshold of <inline-formula><mml:math id="M14" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M15" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>.
The amplitude and descent rates of the QBO are calculated using the deseasonalised zonal-mean zonal wind averaged over the stated latitudes between 10 and 70 hPa.
The amplitude (<inline-formula><mml:math id="M16" display="inline"><mml:mi>A</mml:mi></mml:math></inline-formula>) of the QBO is defined using the first and second principal components (PCs) following an empirical orthogonal function (EOF) decomposition of the 10–70 hPa wind time series <xref ref-type="bibr" rid="bib1.bibx82" id="paren.58"/> as <inline-formula><mml:math id="M17" display="inline"><mml:mrow><mml:mi>A</mml:mi><mml:mo>=</mml:mo><mml:msqrt><mml:mrow><mml:msubsup><mml:mtext>PC</mml:mtext><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>+</mml:mo><mml:msubsup><mml:mtext>PC</mml:mtext><mml:mn mathvariant="normal">2</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:msqrt></mml:mrow></mml:math></inline-formula>.
The descent rates are calculated following <xref ref-type="bibr" rid="bib1.bibx77" id="text.59"/> for descending westerly and easterly phases individually by finding the level of the zero wind line (<inline-formula><mml:math id="M18" display="inline"><mml:mrow><mml:mi>u</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>) for each month computing the height difference between consecutive months.
These definitions of the amplitude and descent rates were chosen to evaluate the influence of ENSO on the whole profile of the QBO and not just one single level.</p>
      <p id="d1e675">The EN3.4 SST index is used to characterise ENSO by area-averaging the box within 5<inline-formula><mml:math id="M19" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S–5<inline-formula><mml:math id="M20" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N and 190–240<inline-formula><mml:math id="M21" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E. A 5-month running mean of the index is calculated and a threshold of <inline-formula><mml:math id="M22" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> K used to define positive (EN) and negative (LN) events. ENSO-neutral (NN) months are defined where the magnitude of the EN3.4 index is smaller than <inline-formula><mml:math id="M23" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> K.
For the Indian Ocean Dipole (IOD), an index to characterise the zonal gradient in convective precipitation in the Indian Ocean (convective IOD Index) was defined as the difference of the deseasonalised area-averaged convective precipitation between the western (50–70<inline-formula><mml:math id="M24" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E) and eastern (80–100<inline-formula><mml:math id="M25" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E) equatorial (10<inline-formula><mml:math id="M26" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S–10<inline-formula><mml:math id="M27" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N) Indian Ocean, which is in a similar region as the standard SST IOD index <xref ref-type="bibr" rid="bib1.bibx93" id="paren.60"/>.
This index was computed using the convective precipitation from the models and ERA5, and IOD events were defined using a 1 standard deviation threshold.</p>
</sec>
<sec id="Ch1.S2.SS4">
  <label>2.4</label><title>Analysis techniques</title>
      <p id="d1e773">Composite analysis is the primary technique used in the study.
Annual-mean and seasonal-mean composites were derived by computing weighted averages to account for differences in the number of samples from each month and avoid a possible seasonal effect due to  QBO or ENSO phase-locking, so all months contribute equally to a seasonal- or annual-mean composite.
The length of the experiments is such that the number of total El Niño and La Niña months for GC3 N216-pi were 1700 and 1600, respectively, whereas 2400 months were classified as QBOW and 1800 as QBOE. Moreover, EN months found under QBOW were 626 compared to 392 under QBOE for the simulation, whereas in the observed 1979–2020 period using HadSST SSTs and the ERA5 QBO index, 65 QBOW–EN months and 45 QBOE–EN months were diagnosed. The ratio of QBOW–EN and QBOE–EN months to the total number of available months is slightly lower in the models (0.10 and 0.06, respectively)  compared to ERA5 1979–2020 (0.11 and 0.08, respectively) because in the models fewer months satisfy our threshold for each QBO phase at 70 hPa due to the low-amplitude bias of the QBO in the lower stratosphere in GCMs <xref ref-type="bibr" rid="bib1.bibx77 bib1.bibx12" id="paren.61"/>.</p>
      <p id="d1e779">In addition to composite analysis, multi-linear regression analysis is also employed to explore the impact of one or more of the indices. Previous studies have shown that the regression can separate candidate mechanisms or indices <xref ref-type="bibr" rid="bib1.bibx37 bib1.bibx69 bib1.bibx72" id="paren.62"/>, for example, by removing the influence of ENSO.  Details of the regression analysis technique are provided in Appendix <xref ref-type="sec" rid="App1.Ch1.S1"/>.</p>
      <p id="d1e787">The statistical significance of the observed composite differences is estimated using a randomised resampling (“bootstrapping with replacement”) method that generates a distribution of differences constructed from randomly sampling the observed period.</p>
      <p id="d1e790">The significance level is then interpreted as QBO W–E differences that are outside of the 95 % confidence level of the distribution of randomly generated differences. The significance in the simulations is estimated using Welch's two-sided <inline-formula><mml:math id="M28" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> test, but other bootstrap methods were tested without significantly changing the results.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Results</title>
      <p id="d1e809">The tropical precipitation response to the QBO phase is analysed first in the annual mean and then by season (Sect. <xref ref-type="sec" rid="Ch1.S3.SS1"/>).  The potential for aliasing with the ENSO signal is investigated (Sect. <xref ref-type="sec" rid="Ch1.S3.SS2"/>), and QBO–ENSO interactions are further explored (Sect. <xref ref-type="sec" rid="Ch1.S3.SS3"/>), as well as QBO interactions with the Indian Ocean dipole (IOD). Finally, interactions between the QBO and the ITCZ, monsoons and the Walker circulation are identified and discussed in Sect. <xref ref-type="sec" rid="Ch1.S3.SS4"/>.</p>
<sec id="Ch1.S3.SS1">
  <label>3.1</label><title>Precipitation</title>
      <p id="d1e827">QBO composite differences in annual mean precipitation (QBOW minus QBOE) are shown in Fig. <xref ref-type="fig" rid="Ch1.F1"/> for the GPCP observational dataset and the three model simulations. In the observations, the QBO signals are largest and statistically significant in the tropical Pacific, equatorial Atlantic and Indian oceans, in good agreement with previous analyses <xref ref-type="bibr" rid="bib1.bibx57 bib1.bibx37" id="paren.63"/>. The three simulations show positive differences of up to 1.2 <inline-formula><mml:math id="M29" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">d</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> in the equatorial Central Pacific and the Indian Ocean and negative differences of up to 0.6 <inline-formula><mml:math id="M30" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">d</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> in the off-equatorial North Pacific. In the tropical Atlantic, however, there is a weak but significant signal in two of the simulations, but this signal is absent in the case of GC3 N96-pi. Note that precipitation in this region is affected by the biased southward position of the Atlantic ITCZ in the model which is more pronounced in December–January–February (DJF) <xref ref-type="bibr" rid="bib1.bibx29" id="paren.64"/>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><?xmltex \currentcnt{1}?><?xmltex \def\figurename{Figure}?><label>Figure 1</label><caption><p id="d1e874">QBOW minus QBOE composite differences in annual-mean precipitation [<inline-formula><mml:math id="M31" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">d</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>] from <bold>(a)</bold> GPCP, <bold>(b)</bold> GC3 N96-pi, <bold>(c)</bold> GC3 N216-pi and <bold>(d)</bold> UKESM N96-pi. Hatching denotes statistically significant differences at the 95 % confidence level.  </p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://wcd.copernicus.org/articles/3/825/2022/wcd-3-825-2022-f01.png"/>

        </fig>

      <p id="d1e912">The precipitation signal associated with the QBO is strongly dependent on the seasonal cycle in the model. Figure <xref ref-type="fig" rid="Ch1.F2"/> shows a comparison of the GPCP dataset and GC3 N216-pi for individual seasons (see Fig. S1 in the Supplement for the other models). The positive equatorial Pacific signal in the GPCP dataset, which resembles an El Niño anomaly <xref ref-type="bibr" rid="bib1.bibx26 bib1.bibx16" id="paren.65"/>, is particularly strong and statistically significant in DJF (Fig. <xref ref-type="fig" rid="Ch1.F2"/>a).
In GC3 N216-pi, the QBO signal in the Pacific is significant in all seasons but is generally weaker than observations likely due to the greater number of years in the simulation.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><?xmltex \currentcnt{2}?><?xmltex \def\figurename{Figure}?><label>Figure 2</label><caption><p id="d1e925">As in Fig. <xref ref-type="fig" rid="Ch1.F1"/> but showing seasonal-mean QBO composites  from <bold>(a, c, e, g)</bold> GPCP and <bold>(b, d, f, h)</bold> GC3 N216-pi for <bold>(a, b)</bold> December–January–February (DJF), <bold>(c, d)</bold> March–April–May (MAM), <bold>(e, f)</bold> June–July–August (JJA) and <bold>(g, h)</bold> September–October–November (SON) from top to bottom.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://wcd.copernicus.org/articles/3/825/2022/wcd-3-825-2022-f02.png"/>

        </fig>

      <p id="d1e955">In the Atlantic, the QBO signal over the ITCZ region is more evident in the individual seasons.
In DJF, the model response becomes negative in the southern equatorial Atlantic, whereas in March–April–May (MAM) the response is characterised by a dipole that resembles a northward shift of the Atlantic ITCZ. In addition, all models indicate that the Caribbean Sea is wetter in June–July–August (JJA) during QBOW than in QBOE (see Figs. <xref ref-type="fig" rid="Ch1.F2"/> and S1). In the Indian Ocean, all models show relatively large and significant differences in September–October–November (SON; Fig. <xref ref-type="fig" rid="Ch1.F2"/>e and f), characterised by a dipole of wet anomalies to the west and dry anomalies to the east. The dipole anomalies suggest a possible QBO influence on the IOD, which is characterised by a zonal gradient of SSTs and convective activity in the Indian Ocean that is specially prominent in SON <xref ref-type="bibr" rid="bib1.bibx75 bib1.bibx23 bib1.bibx67" id="paren.66"/>. This possibility is explored further in Sect. <xref ref-type="sec" rid="Ch1.S3.SS3"/> below.</p>
      <p id="d1e967">In summary, the observed (1979–2020) composite analyses show a zonally asymmetric QBO signal primarily in the ITCZ regions over the oceans, consistent with previous studies <xref ref-type="bibr" rid="bib1.bibx57 bib1.bibx37" id="paren.67"/>. The results in the simulations show several regions where there is a significant precipitation difference associated with the QBO phase.
The significant response to the QBO in these long simulations (500 years) suggests that the analysis of the modelled QBO signals may help us to understand the mechanisms that give rise to the QBO signals at the surface.
However, the QBO signals in the models show strong similarities to well-known response patterns for ENSO and the IOD.
Before further investigating the QBO surface impacts, these tropical interactions are investigated in the following sections.</p>
</sec>
<sec id="Ch1.S3.SS2">
  <label>3.2</label><title>Potential aliasing of QBO and ENSO signals</title>
      <p id="d1e981">The tropical SSTs and the EN3.4 index differences for each QBO phase are investigated in this section to understand the precipitation patterns found in Figs. <xref ref-type="fig" rid="Ch1.F1"/> and <xref ref-type="fig" rid="Ch1.F2"/>.
The SST response (QBO W–E) closely follows the precipitation patterns for observations and models (Figs. <xref ref-type="fig" rid="Ch1.F3"/>, S2 and S3), with warmer SSTs found in regions with increased precipitation. In DJF, warmer SSTs in the equatorial Pacific and western Indian oceans are observed for QBOW compared to QBOE. In particular, the pattern in the HadSST dataset since 1979 resembles an East Pacific (or “standard”) El Niño, whereas the simulated anomalies in DJF (see also Fig. S3) are weaker and resemble a Central Pacific El Niño <xref ref-type="bibr" rid="bib1.bibx16" id="paren.68"/>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><?xmltex \currentcnt{3}?><?xmltex \def\figurename{Figure}?><label>Figure 3</label><caption><p id="d1e995"><bold>(a–d)</bold> SST differences (QBO W–E) in DJF for <bold>(a–c)</bold> HadSST and <bold>(d)</bold> GC3 N216-pi. In panels <bold>(a)</bold>–<bold>(c)</bold> the HadSST differences are obtained by using <bold>(a)</bold> the B07  reconstruction (1930–2021), <bold>(b)</bold> the FUB dataset and <bold>(c)</bold> ERA5. Panels <bold>(e)</bold> and <bold>(f)</bold> show time series of EN3.4 [K] differences (QBO W–E) in <bold>(e)</bold> GC3 N216-pi and <bold>(f)</bold> HadSST using the different products for the QBO. In panel <bold>(e)</bold> the time series are constructed by computing the W–E differences in November–March (NDJFM) in sliding windows of 30-year periods and in panel <bold>(f)</bold> by computing the 12-year sliding average. The shading in panel <bold>(e)</bold> indicates the first and third quartile of a distribution of differences found by randomised resampling, and the horizontal lines indicate in panel <bold>(f)</bold> the mean EN3.4 for each dataset.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://wcd.copernicus.org/articles/3/825/2022/wcd-3-825-2022-f03.png"/>

        </fig>

      <p id="d1e1053">Previous studies have noted <xref ref-type="bibr" rid="bib1.bibx31 bib1.bibx25" id="paren.69"/> that the QBO–ENSO relationship in observations has changed since 1979. Figure <xref ref-type="fig" rid="Ch1.F3"/> confirms that the Pacific SST response to the QBO has changed over different decades, with an anti-correlation relationship in 1960–1980 and a positive relationship emerging from 1985 to present. In the period prior to the radiosonde era (1930–1960) the relationship was also positive, according to the B07
QBO index.</p>
      <p id="d1e1062">The model simulations also exhibit decadal variability in the QBO–ENSO relationship (Fig. <xref ref-type="fig" rid="Ch1.F3"/>e). Even though the QBO–ENSO relationship is mostly positive, some 30–50-year periods exhibit a negative relationship. The link between the variability in the QBO–ENSO relationship in the model and the Atlantic Multidecadal Variability <xref ref-type="bibr" rid="bib1.bibx85" id="paren.70"/> or the Pacific Decadal Oscillation <xref ref-type="bibr" rid="bib1.bibx62" id="paren.71"/> indices was investigated (not shown), and no significant relationship was found.
The observed multidecadal changes to the QBO–ENSO relationship (Fig. 3) means that the precipitation response (Figs. 1 and 2) would likely be different if a longer record of precipitation was available. While our analysis of the observed record is affected by statistical uncertainty  <xref ref-type="bibr" rid="bib1.bibx24" id="paren.72"><named-content content-type="pre">e.g.</named-content></xref>, this is likely not the case in the pre-industrial control simulations given their length and constant external forcing. This result further highlights the advantage of using these model experiments to understand QBO tropical teleconnections, including ENSO relationships, in the remainder of this paper.</p>
      <p id="d1e1078">As an initial investigation of the possibility of aliasing between the
QBO and ENSO signals, Fig. <xref ref-type="fig" rid="Ch1.F4"/>a and b show the DJF QBOW minus QBOE composite differences of total precipitation from the GC3 N216-pi simulation using all years (as in Fig. <xref ref-type="fig" rid="Ch1.F2"/>) compared with using only those years identified as “ENSO-neutral”. Although the sample size is substantially reduced in the latter (see figure for the number of months in each QBO composite), the sample size is still large. The response patterns are similar in each plot, e.g. the drier patch north of the Equator over the eastern Pacific or the wet anomaly over Madagascar. This result suggests that there is a QBO signal that is unlikely to be the result of a sampling bias that favours one particular phase of ENSO.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><?xmltex \currentcnt{4}?><?xmltex \def\figurename{Figure}?><label>Figure 4</label><caption><p id="d1e1087">Composite QBO W–E differences of total precipitation in GC3 N216-pi in <bold>(a, b)</bold> DJF and <bold>(c, d)</bold> MAM for <bold>(a, c)</bold> all the events and <bold>(b, d)</bold> ENSO-neutral conditions only. The sample size of each composite is noted in the top left corner of each panel. Statistically significant differences to the 95 % confidence level are shown through the hatching.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://wcd.copernicus.org/articles/3/825/2022/wcd-3-825-2022-f04.png"/>

        </fig>

      <p id="d1e1108">An alternative approach to investigate the possibility of aliasing of the QBO and ENSO signals is to use a multi-linear regression technique (see Sect. 2) in which the signal is analysed for both QBO and ENSO simultaneously. Here, we switch to analysing convective precipitation to better investigate the possible influence of the QBO on deep tropical convection.</p>
      <p id="d1e1111">Figure <xref ref-type="fig" rid="Ch1.F5"/>a and b show results from a simple linear regression analysis of the monthly averaged time series of GC3 N216-pi total precipitation in which only the 70 hPa QBO index was employed. Figure <xref ref-type="fig" rid="Ch1.F5"/>a includes all available years, while Fig. <xref ref-type="fig" rid="Ch1.F5"/>b includes only ENSO-neutral years. The results are very similar to the annual-mean composite differences in total precipitation (Fig. <xref ref-type="fig" rid="Ch1.F1"/>), with increased convective precipitation over the equatorial Pacific when the zonal winds at 70 hPa are positive.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><?xmltex \currentcnt{5}?><?xmltex \def\figurename{Figure}?><label>Figure 5</label><caption><p id="d1e1125">Annual-mean regression model results in GC3 N216-pi for convective precipitation. <bold>(a, b)</bold> Rescaled regression coefficients (<inline-formula><mml:math id="M32" display="inline"><mml:mrow><mml:msubsup><mml:mi mathvariant="italic">β</mml:mi><mml:mi>i</mml:mi><mml:mo>′</mml:mo></mml:msubsup></mml:mrow></mml:math></inline-formula>) from a simple ordinary least-squares (OLS) regression model with the QBO index for <bold>(a)</bold> all months and <bold>(b)</bold> ENSO-neutral months only. Panels <bold>(c)</bold> and <bold>(d)</bold> show the regression coefficients resulting from a multivariate regression model using the ENSO and QBO indices for the <bold>(c)</bold> QBO and <bold>(d)</bold> predictors. In all cases, the regression coefficients are rescaled by multiplying the regression coefficients by the ratio of maximum amplitude and standard deviation of the QBO or ENSO indices, and the hatching indicates significance to the 95 % confidence level based on a <inline-formula><mml:math id="M33" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> test.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://wcd.copernicus.org/articles/3/825/2022/wcd-3-825-2022-f05.png"/>

        </fig>

      <p id="d1e1176">Figure <xref ref-type="fig" rid="Ch1.F5"/>c and d show the ENSO and QBO signals when the EN3.4 index is included, as well as the QBO index.  The ENSO response is clearly evident, highly statistically significant and compares well with the well-known patterns obtained from observations. The amplitude of the ENSO signal is also much larger than the QBO signal. Nevertheless, the QBO signal remains intact, and all of the main features are still significant (Fig. <xref ref-type="fig" rid="Ch1.F5"/>c). For example, the positive regression coefficients that suggest a northward shift of the Atlantic ITCZ and the wetter Caribbean Sea and western Indian Ocean in the simple regression model are still found in the multivariate regression analysis.  A similar analysis of tropical SSTs (Fig. S4)  shows a QBO signal in SSTs that is separate from the effect of ENSO and agrees with the results of the composite analysis (Fig. <xref ref-type="fig" rid="Ch1.F3"/>).</p>
      <p id="d1e1185">These results suggest that the modelled QBO signal in total precipitation does not arise due to a simple aliasing of the signal with ENSO. However, the multi-linear regression technique assumes that the QBO and ENSO indices are linearly independent and that their responses add together linearly. The similarity of the two responses suggests that this is probably not the case  and there may be substantial non-linear interaction between the two phenomena <xref ref-type="bibr" rid="bib1.bibx39" id="paren.73"><named-content content-type="pre">e.g.</named-content></xref>. Nevertheless, the QBO signal remains even when only ENSO-neutral years are included in the analysis, suggesting that the QBO has a real influence on the surface precipitation.</p>
</sec>
<sec id="Ch1.S3.SS3">
  <label>3.3</label><title>Interaction of the QBO with ENSO and IOD</title>
      <p id="d1e1201">To further explore the interaction of the QBO and ENSO, we first investigate whether aspects of the QBO are influenced by ENSO events. This relationship could be a real possibility since the intrinsic mechanism of the QBO involves tropical waves that are generated within the troposphere. <xref ref-type="bibr" rid="bib1.bibx78" id="text.74"/> found in a GCM that under El Niño conditions tropospheric wave activity increases and accelerates the downward propagation speed of the QBO westerly phase. However, the analysis by <xref ref-type="bibr" rid="bib1.bibx82" id="text.75"/> shows that only models with relatively high horizontal resolution can reproduce the observed ENSO effects on the QBO amplitude, although with weaker impacts than observed, while several models, including the MOHC UM, show no impact of ENSO on the QBO.</p>
      <p id="d1e1210">For that reason, we analyse several characteristics of the QBO and their dependence on the ENSO phase, namely the descent rate and the amplitude of the QBO (see Sect. <xref ref-type="sec" rid="Ch1.S2.SS3"/> for details of how these metrics are defined). The results are summarised in Fig. <xref ref-type="fig" rid="Ch1.F6"/> for the ERA5 reanalysis dataset (41 years; 1979–2020) and for the GC3 N216-pi simulation (500 years).
In ERA5, the well-known faster descent rates during the westerly phase than in the easterly phase are evident and agree well with studies of longer datasets such as the Berlin radiosonde data <xref ref-type="bibr" rid="bib1.bibx77" id="paren.76"/>. Also, the ERA5 QBO descent rates and the amplitude both depend on the phase of ENSO. A higher amplitude and slower descent rates are observed during La Niña phases and weaker amplitudes and faster descent rates during El Niño, in agreement with <xref ref-type="bibr" rid="bib1.bibx35" id="text.77"/>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><?xmltex \currentcnt{6}?><?xmltex \def\figurename{Figure}?><label>Figure 6</label><caption><p id="d1e1225">Box plots of the median (horizontal line), first and third quartiles (boxes), and minimum and maximum (delimited by the whiskers) of the distribution of QBO <bold>(a)</bold> amplitudes [<inline-formula><mml:math id="M34" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>]  and <bold>(b)</bold> descent rates [km per month]  separated by dataset (ERA5 and GC3 N216-pi) and ENSO phase. NN stands for ENSO-neutral. In panel <bold>(b)</bold> descent rates are shown for both descending easterly (E) and westerly (W) phases following <xref ref-type="bibr" rid="bib1.bibx77" id="text.78"/>.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://wcd.copernicus.org/articles/3/825/2022/wcd-3-825-2022-f06.png"/>

        </fig>

      <p id="d1e1264">In the model, the descent rates are also faster for the westerly than the easterly QBO phase, as observed, but the relationship between the QBO characteristics and ENSO is less clear. Neither the amplitudes nor descent rates of the QBO are significantly different between EN and LN phases, according to Welch's <inline-formula><mml:math id="M35" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> test. Interestingly, the only significant difference in the model is that descending westerlies are slower in ENSO-neutral months compared to EN or LN conditions, perhaps suggesting that characteristics of tropical wave activity may be different in ENSO phases compared with neutral years <xref ref-type="bibr" rid="bib1.bibx35" id="paren.79"><named-content content-type="pre">e.g.</named-content></xref>.  The model results therefore suggest that there is little influence of ENSO  on the descent rate and amplitude of the QBO in the GC3 N216-pi simulation; this result was also found for the lower-resolution simulations (not shown). In addition, no evidence was found that strong warm ENSO events change the phase of the QBO in this model, in contrast to the findings of <xref ref-type="bibr" rid="bib1.bibx18" id="text.80"/>. This finding of a null influence of ENSO on the QBO  agrees well with the results of <xref ref-type="bibr" rid="bib1.bibx82" id="text.81"/>, who examined these relationships in an older version of the HadGEM model.</p>
      <p id="d1e1285">The reverse possibility, i.e. that the QBO may somehow influence ENSO, is now examined, first, by estimating whether the frequency of ENSO events significantly depends on the QBO phase.  Table <xref ref-type="table" rid="Ch1.T1"/> documents the frequency of ENSO events in each QBO phase from observations/reanalysis and the three model simulations. A higher frequency of EN events during QBOW and of LN during QBOE has been observed from 1979 to 2020 <xref ref-type="bibr" rid="bib1.bibx86 bib1.bibx57" id="paren.82"/>, but the opposite is diagnosed if the period is extended to 1953–2020, in agreement with previous sections and studies <xref ref-type="bibr" rid="bib1.bibx25" id="paren.83"/>.  Probability density functions (PDFs) were constructed, first, for the observations by bootstrapping with replacement to account for observational uncertainty and for the model data using 39-year samples to match the length of the ERA5 period. In addition to Welch's <inline-formula><mml:math id="M36" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> test, a Kolmogorov–Smirnov (KS) test was used to evaluate if the PDFs of an event frequency (e.g. EN) were significantly different for each phase of the QBO.</p>

<?xmltex \floatpos{p}?><table-wrap id="Ch1.T1" specific-use="star"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e1306">ENSO and IOD event frequency (month per month), e.g. no. months ENSO<inline-formula><mml:math id="M37" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula>no. months QBO. Note that the ENSO frequencies for ERA5 (1979–2020), FUB (1953–2020) and B07
(1930–2020) are obtained using HadSST data.  For each dataset, the standard deviation of the probability density distribution (PDF), obtained by bootstrapping with replacement, is shown as the uncertainty of the mean value. Model results in  bold  indicate that the PDF for QBOW is significantly different from the PDF for QBOE to the 95 % confidence level according to the KS test.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="6">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="center"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="center"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Dataset</oasis:entry>
         <oasis:entry colname="col2">QBO phase</oasis:entry>
         <oasis:entry colname="col3">El Niño</oasis:entry>
         <oasis:entry colname="col4">La Niña</oasis:entry>
         <oasis:entry colname="col5">IOD+</oasis:entry>
         <oasis:entry colname="col6">IOD-</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">FUB</oasis:entry>
         <oasis:entry colname="col2">W</oasis:entry>
         <oasis:entry colname="col3">0.22 <inline-formula><mml:math id="M38" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.02</oasis:entry>
         <oasis:entry colname="col4">0.28 <inline-formula><mml:math id="M39" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.02</oasis:entry>
         <oasis:entry colname="col5">–</oasis:entry>
         <oasis:entry colname="col6">–</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">FUB</oasis:entry>
         <oasis:entry colname="col2">E</oasis:entry>
         <oasis:entry colname="col3">0.28 <inline-formula><mml:math id="M40" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.03</oasis:entry>
         <oasis:entry colname="col4">0.23 <inline-formula><mml:math id="M41" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.03</oasis:entry>
         <oasis:entry colname="col5">–</oasis:entry>
         <oasis:entry colname="col6">–</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">B07</oasis:entry>
         <oasis:entry colname="col2">W</oasis:entry>
         <oasis:entry colname="col3">0.25 <inline-formula><mml:math id="M42" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.02</oasis:entry>
         <oasis:entry colname="col4">0.23 <inline-formula><mml:math id="M43" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.03</oasis:entry>
         <oasis:entry colname="col5">–</oasis:entry>
         <oasis:entry colname="col6">–</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">B07</oasis:entry>
         <oasis:entry colname="col2">E</oasis:entry>
         <oasis:entry colname="col3">0.22 <inline-formula><mml:math id="M44" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.03</oasis:entry>
         <oasis:entry colname="col4">0.27 <inline-formula><mml:math id="M45" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.03</oasis:entry>
         <oasis:entry colname="col5">–</oasis:entry>
         <oasis:entry colname="col6">–</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">ERA5</oasis:entry>
         <oasis:entry colname="col2">W</oasis:entry>
         <oasis:entry colname="col3">0.28 <inline-formula><mml:math id="M46" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.02</oasis:entry>
         <oasis:entry colname="col4">0.27 <inline-formula><mml:math id="M47" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.02</oasis:entry>
         <oasis:entry colname="col5">0.17 <inline-formula><mml:math id="M48" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.03</oasis:entry>
         <oasis:entry colname="col6">0.11 <inline-formula><mml:math id="M49" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.02</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">ERA5</oasis:entry>
         <oasis:entry colname="col2">E</oasis:entry>
         <oasis:entry colname="col3">0.24 <inline-formula><mml:math id="M50" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.02</oasis:entry>
         <oasis:entry colname="col4">0.27 <inline-formula><mml:math id="M51" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.03</oasis:entry>
         <oasis:entry colname="col5">0.12 <inline-formula><mml:math id="M52" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.01</oasis:entry>
         <oasis:entry colname="col6">0.16 <inline-formula><mml:math id="M53" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.03</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">GC3 N216-pi</oasis:entry>
         <oasis:entry colname="col2">W</oasis:entry>
         <oasis:entry colname="col3"><bold>0.27</bold> <inline-formula><mml:math id="M54" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.1</bold></oasis:entry>
         <oasis:entry colname="col4"><bold>0.19</bold> <inline-formula><mml:math id="M55" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.05</bold></oasis:entry>
         <oasis:entry colname="col5"><bold>0.17</bold> <inline-formula><mml:math id="M56" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.03</bold></oasis:entry>
         <oasis:entry colname="col6"><bold>0.11</bold> <inline-formula><mml:math id="M57" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.02</bold></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">GC3 N216-pi</oasis:entry>
         <oasis:entry colname="col2">E</oasis:entry>
         <oasis:entry colname="col3"><bold>0.24</bold> <inline-formula><mml:math id="M58" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.08</bold></oasis:entry>
         <oasis:entry colname="col4"><bold>0.26</bold> <inline-formula><mml:math id="M59" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.07</bold></oasis:entry>
         <oasis:entry colname="col5"><bold>0.12</bold> <inline-formula><mml:math id="M60" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.03</bold></oasis:entry>
         <oasis:entry colname="col6"><bold>0.15</bold> <inline-formula><mml:math id="M61" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.03</bold></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">GC3 N96-pi</oasis:entry>
         <oasis:entry colname="col2">W</oasis:entry>
         <oasis:entry colname="col3"><bold>0.33</bold> <inline-formula><mml:math id="M62" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.09</bold></oasis:entry>
         <oasis:entry colname="col4"><bold>0.21</bold> <inline-formula><mml:math id="M63" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.06</bold></oasis:entry>
         <oasis:entry colname="col5"><bold>0.18</bold> <inline-formula><mml:math id="M64" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.04</bold></oasis:entry>
         <oasis:entry colname="col6"><bold>0.12</bold> <inline-formula><mml:math id="M65" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.03</bold></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">GC3 N96-pi</oasis:entry>
         <oasis:entry colname="col2">E</oasis:entry>
         <oasis:entry colname="col3"><bold>0.26</bold> <inline-formula><mml:math id="M66" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.09</bold></oasis:entry>
         <oasis:entry colname="col4"><bold>0.27</bold> <inline-formula><mml:math id="M67" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.07</bold></oasis:entry>
         <oasis:entry colname="col5"><bold>0.13</bold> <inline-formula><mml:math id="M68" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.04</bold></oasis:entry>
         <oasis:entry colname="col6"><bold>0.14</bold> <inline-formula><mml:math id="M69" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.03</bold></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">UKESM-pi</oasis:entry>
         <oasis:entry colname="col2">W</oasis:entry>
         <oasis:entry colname="col3"><bold>0.30</bold> <inline-formula><mml:math id="M70" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.08</bold></oasis:entry>
         <oasis:entry colname="col4"><bold>0.24</bold> <inline-formula><mml:math id="M71" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.06</bold></oasis:entry>
         <oasis:entry colname="col5"><bold>0.16</bold> <inline-formula><mml:math id="M72" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.04</bold></oasis:entry>
         <oasis:entry colname="col6"><bold>0.12</bold> <inline-formula><mml:math id="M73" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.04</bold></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">UKESM-pi</oasis:entry>
         <oasis:entry colname="col2">E</oasis:entry>
         <oasis:entry colname="col3"><bold>0.27</bold> <inline-formula><mml:math id="M74" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.10</bold></oasis:entry>
         <oasis:entry colname="col4"><bold>0.28</bold> <inline-formula><mml:math id="M75" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.09</bold></oasis:entry>
         <oasis:entry colname="col5"><bold>0.13</bold> <inline-formula><mml:math id="M76" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.04</bold></oasis:entry>
         <oasis:entry colname="col6"><bold>0.15</bold> <inline-formula><mml:math id="M77" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> <bold>0.04</bold></oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e2004">The results show significant differences, according to both KS and Welch tests, for each ENSO phase in the three model simulations. EN events are more frequent under QBOW conditions than under QBOE in both observations and model datasets.  LN events are equally frequent in both QBO phases in the HadSST dataset, but in GC3 N216-pi they are more frequent under QBOE than under QBOW.  Note that the frequencies of LN and EN under neutral QBO conditions in the model were <inline-formula><mml:math id="M78" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.26</mml:mn></mml:mrow></mml:math></inline-formula> month per month in both cases.</p>
      <p id="d1e2017">Figure <xref ref-type="fig" rid="Ch1.F7"/>a and b show the EN3.4 index amplitude and interannual standard deviation as a function of each month from the HadSST dataset and the GC3 N216-pi simulation, separated for each phase of the QBO. From this we can examine, for example, whether any QBOW minus QBOE differences in ENSO characteristics arise primarily from one QBO phase or the other (i.e. a non-linear response) or whether both phases contribute equally to the response difference.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F7" specific-use="star"><?xmltex \currentcnt{7}?><?xmltex \def\figurename{Figure}?><label>Figure 7</label><caption><p id="d1e2025">Monthly mean <bold>(a, b)</bold> EN3.4 and <bold>(c, d)</bold> IOD indices separated per QBO phase in <bold>(a, c)</bold> observations/reanalysis ERA5 and HadSST (1979–2021) and <bold>(b, d)</bold> GC3 N216-pi. The error bars show the standard deviation of each index for each month, and significant differences between QBOW and QBOE months are highlighted with a <inline-formula><mml:math id="M79" display="inline"><mml:mo>⋆</mml:mo></mml:math></inline-formula> at the bottom of each panel.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://wcd.copernicus.org/articles/3/825/2022/wcd-3-825-2022-f07.png"/>

        </fig>

      <p id="d1e2053">In the observed period of 1979–2021, the EN3.4 SST is negative from December to April under QBOE. These results are consistent with the analysis of ENSO frequency in Table <xref ref-type="table" rid="Ch1.T1"/>, which shows more frequent La Niña events under QBOE and El Niño events under QBOW.  In the model, the mean EN3.4 index is frequently positive under QBOW and also negative from December to April under QBOE. In both cases, the strength and sign of the differences varies seasonally; for example, the only month where the EN3.4 index is statistically different is April.</p>
      <p id="d1e2058">The previous sections have demonstrated that the mean QBO response is affected by an uneven frequency of ENSO events in each QBO phase. In addition, evidence was found of non-linear ENSO impacts associated with the QBO or, in other words, that the QBO response can also be a function of ENSO. This non-linearity can be observed in Fig. <xref ref-type="fig" rid="Ch1.F8"/> where the QBO composite differences in convective precipitation in MAM are shown using all years,  ENSO-neutral years, and EN or LN years. While the broad nature of the QBO signal remains similar, the details differ depending on the phase of ENSO (Fig. <xref ref-type="fig" rid="Ch1.F8"/>c and d). For example, the Atlantic and Pacific ITCZ responses are opposite during LN compared to neutral and EN years. The total equatorial Atlantic response is then a result of the combination of EN and neutral years which is dampened or obscured by the LN years.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8" specific-use="star"><?xmltex \currentcnt{8}?><?xmltex \def\figurename{Figure}?><label>Figure 8</label><caption><p id="d1e2067">Composite convective precipitation differences (QBO W–E) in MAM for GC3 N216-pi for <bold>(a)</bold> all the months and <bold>(b)</bold> ENSO-neutral conditions only, <bold>(c)</bold> El Niño and <bold>(d)</bold> La Niña. The sample size of each composite is noted in the top left corner of each panel. Statistically significant differences to the 95 % confidence level are shown through the hatching.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://wcd.copernicus.org/articles/3/825/2022/wcd-3-825-2022-f08.png"/>

        </fig>

      <p id="d1e2088">Another prominent feature of the composite of all years is the off-equatorial West Pacific positive response which is only observed for neutral years.
This result suggests that some ENSO impacts, e.g. over the Atlantic basin, are different depending on the QBO phase. In GC3 N216-pi, this effect is more readily observed during MAM, but similar results are found for the other two models in DJF (Figs. S6 and S7).
The implication of these results would be that, in some cases, regression analysis may not be the right approach because the QBO surface impacts may be non-linear.</p>
      <p id="d1e2092">In the previous sections, the precipitation and SST analyses also show
suggestive evidence  of a relationship between the QBO and the Indian
Ocean, in both the observations and the  model. The link between the
QBO and the IOD event frequency have been analysed in the same way as
for the ENSO index and a significant relationship is confirmed
(Table <xref ref-type="table" rid="Ch1.T1"/> and Fig. <xref ref-type="fig" rid="Ch1.F7"/>c and d). The IOD event
frequency is also markedly different depending on the QBO phase, with
positive events more frequently observed in the westerly phase of the
QBO and negative events found more frequently under QBOE, both for
ERA5 and the model simulations (Table <xref ref-type="table" rid="Ch1.T1"/>). The monthly mean
values in Fig. <xref ref-type="fig" rid="Ch1.F7"/>c and d for the model indicate a more frequently positive IOD index under QBOW and a negative index for QBOE, and these differences are statistically  significant in September and October. The GC3 N96-pi and UKESM N96-pi results are very similar (Fig. S5), and the differences are also significant in SON.</p>
      <p id="d1e2103">This section demonstrates statistically robust links between the IOD and ENSO, as well as the QBO. These phenomena (ENSO and the IOD) are intertwined by pan-tropical teleconnections through zonal circulations <xref ref-type="bibr" rid="bib1.bibx14" id="paren.84"/>, and they interact with monsoons and the ITCZ. For that reason, the following section explores more closely the links between the QBO and features of the  circulation in the tropics.</p>
</sec>
<sec id="Ch1.S3.SS4">
  <label>3.4</label><title>ITCZ, monsoons and the tropical overturning circulation</title>
      <p id="d1e2118">This section investigates the QBO impacts on the ITCZ, monsoons and the Walker circulation. The previous sections demonstrated a robust link in the simulations between ENSO and the QBO, and for that reason, this section presents results of when the influence of ENSO has been removed by using ENSO-neutral (NN) composites.
Model biases in the representation of the migration and dynamics of
the ITCZ, measured by zonally averaged convective precipitation in the
Pacific and Atlantic sectors (Fig. <xref ref-type="fig" rid="Ch1.F9"/>a and b), are highly relevant since these biases may modify any physical mechanisms of the QBO over convection.
These biases can be characterised by a southward shift of the simulated Atlantic ITCZ in DJF and MAM and a wider extent of the Central Pacific ITCZ compared to ERA5 leading to a “double ITCZ” in the Pacific during boreal winter <xref ref-type="bibr" rid="bib1.bibx29" id="paren.85"/>. Note that the magnitude of the biases is almost as large as the climatological values during boreal winter.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9" specific-use="star"><?xmltex \currentcnt{9}?><?xmltex \def\figurename{Figure}?><label>Figure 9</label><caption><p id="d1e2128"><bold>(a, b)</bold> Zonal mean biases in convective precipitation in GC3 N216-pi compared to ERA5 in the <bold>(a)</bold> Atlantic (60–20<inline-formula><mml:math id="M80" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> W) and <bold>(b)</bold> Central Pacific (180–140<inline-formula><mml:math id="M81" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> W) sectors. These sectors that represent the Pacific and Atlantic ITCZ were chosen based on the regions that exhibit a significant impact in Fig. <xref ref-type="fig" rid="Ch1.F5"/>. <bold>(c–f)</bold> Monthly and zonal mean QBO W–E percent [%] differences during NN conditions in convective precipitation  in which the absolute difference is weighted by the climatological value at each latitude and month. The line contour (red) depicts differences that are statistically significant to the 95 % level according to a bootstrapping test, and the grey lines show the climatological values.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://wcd.copernicus.org/articles/3/825/2022/wcd-3-825-2022-f09.png"/>

        </fig>

      <p id="d1e2169">The monthly mean QBO W–E zonal-mean convective precipitation differences in the Pacific and Atlantic ITCZ regions during NN conditions (Fig. <xref ref-type="fig" rid="Ch1.F9"/>) show that the ITCZ impacts are seasonally dependent.
While there are no clear differences in the Atlantic sector for ERA5 in any month, in GC3 N216-pi there is a significant northward shift of the ITCZ from April to June, which is likely associated with the warm SST anomalies found in this season in the northern tropical Atlantic (Fig. <xref ref-type="fig" rid="Ch1.F3"/>).</p>
      <p id="d1e2177">The differences in the Pacific sector for ERA5 show a very noisy and mixed result.  However, in GC3 N216-pi, a southward shift of the ITCZ is observed from February to July, maximised in the MAM season. Very similar results for the Atlantic and Pacific sectors were observed for the other two simulations (Fig. S8). Note that these results are for ENSO-neutral conditions, and for all years the link between QBO and ENSO is evident (Fig. S9).</p>
      <p id="d1e2180">Observational <xref ref-type="bibr" rid="bib1.bibx21 bib1.bibx57 bib1.bibx37" id="paren.86"/> and modelling <xref ref-type="bibr" rid="bib1.bibx36 bib1.bibx33" id="paren.87"/> evidence has documented links between the QBO and monsoon regions. However, the results in the previous sections (Fig. <xref ref-type="fig" rid="Ch1.F1"/>) show little-to-no robust effects of the QBO on precipitation over land in the simulations.
The precipitation response over land is examined more closely by analysing regions that fit the concept of the global monsoon. For this purpose, a monsoon region is defined as a region in which over 55 % of the total annual rainfall is observed or simulated in the respective summer season, and the summer–winter precipitation difference is higher than  2 <inline-formula><mml:math id="M82" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">d</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx89 bib1.bibx91 bib1.bibx90" id="paren.88"/>.
After defining these regions, the QBO W–E differences, during ENSO-neutral only, are computed for June–September (JJAS) and December–March (DJFM) for Northern Hemisphere and Southern Hemisphere monsoons, respectively, for GPCC (1953–2020) and  GC3 N216-pi.</p>
      <p id="d1e2211">Figure <xref ref-type="fig" rid="Ch1.F10"/> shows that precipitation response over monsoon regions is relatively weak in GPCC and GC3 N216-pi.  In the South American and Indian monsoon regions, for example, both positive and negative significant differences are observed, indicating no region-wide coherent impact. This lack of spatial coherency suggests that regional dynamics are likely important. In GC3 N216-pi, in the South American monsoon region, the QBO W–E differences indicate a significantly wetter region in South America, where the South Atlantic Convergence Zone is located <xref ref-type="bibr" rid="bib1.bibx17 bib1.bibx51" id="paren.89"/>. Similarly, wetter conditions over southern Mexico and Central America (the Midsummer Drought region) <xref ref-type="bibr" rid="bib1.bibx29" id="paren.90"/> are observed during QBOW compared to QBOE in GPCC and, albeit much weaker, in GC3 N216-pi.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F10" specific-use="star"><?xmltex \currentcnt{10}?><?xmltex \def\figurename{Figure}?><label>Figure 10</label><caption><p id="d1e2224">Total precipitation differences in monsoon regions between QBO W–E phases under ENSO-neutral conditions only for <bold>(a)</bold> GPCC (1953–2020) using the FUB QBO index and <bold>(b)</bold> GC3 N216-pi. For monsoon regions in the Northern Hemisphere, differences are shown for the JJAS period, whereas for Southern Hemisphere monsoons, results are shown for DJFM.  Hatching and dots indicate differences that are statistically significant to the 95 % level. NAM and MSD stand for the North American monsoon and the Midsummer Drought <xref ref-type="bibr" rid="bib1.bibx29" id="paren.91"/>, respectively.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://wcd.copernicus.org/articles/3/825/2022/wcd-3-825-2022-f10.png"/>

        </fig>

      <p id="d1e2242">The climatological biases in the representation of the monsoon dynamics by this and other climate models <xref ref-type="bibr" rid="bib1.bibx29 bib1.bibx20" id="paren.92"><named-content content-type="pre">e.g. in South America;</named-content></xref> could mean that the impacts seen in Fig. <xref ref-type="fig" rid="Ch1.F10"/> are model-dependent and that our analysis of the lower-resolution simulations (Fig. S10) indicates that some of these impacts are also resolution-dependent. This reinforces the notion that
the mean representation of the dynamical features of each monsoon by a model configuration is important for any subsequent response to the QBO. Nevertheless, this analysis shows that in the model the QBO impacts on land convection are weaker than on oceanic convection, suggesting that SST feedbacks may be important for the QBO response in the model.</p>
      <p id="d1e2253">A number of studies have suggested a link between the QBO and the Walker circulation that could explain the zonally asymmetric nature of the QBO surface impacts in the tropics <xref ref-type="bibr" rid="bib1.bibx21 bib1.bibx57" id="paren.93"><named-content content-type="pre">e.g.</named-content></xref>. Therefore, the relationship between the Walker circulation and the QBO is examined to evaluate this hypothesis through the use of the zonal streamfunction  <xref ref-type="bibr" rid="bib1.bibx96 bib1.bibx7 bib1.bibx27" id="paren.94"/>, defined as
            <disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M83" display="block"><mml:mrow><mml:mi mathvariant="italic">ψ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">π</mml:mi><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi>a</mml:mi><mml:mi>g</mml:mi></mml:mfrac></mml:mstyle><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi>p</mml:mi></mml:munderover><mml:msub><mml:mi>u</mml:mi><mml:mi mathvariant="normal">D</mml:mi></mml:msub><mml:mi mathvariant="normal">d</mml:mi><mml:mi>p</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M84" display="inline"><mml:mi mathvariant="italic">ψ</mml:mi></mml:math></inline-formula> is the zonal streamfunction, <inline-formula><mml:math id="M85" display="inline"><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mi mathvariant="normal">D</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the divergence part of the zonal wind, <inline-formula><mml:math id="M86" display="inline"><mml:mi>a</mml:mi></mml:math></inline-formula> is the Earth's radius, <inline-formula><mml:math id="M87" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> is the pressure coordinate, and <inline-formula><mml:math id="M88" display="inline"><mml:mi>g</mml:mi></mml:math></inline-formula> is the gravitational acceleration. The divergent component of the zonal wind (<inline-formula><mml:math id="M89" display="inline"><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mi mathvariant="normal">D</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) is computed by solving the Poisson equation <xref ref-type="bibr" rid="bib1.bibx27" id="paren.95"/> for the velocity potential using the python package windspharm <xref ref-type="bibr" rid="bib1.bibx22" id="paren.96"/> that employs spherical geometry.
The streamfunction is calculated by first averaging over the equatorial band of 10<inline-formula><mml:math id="M90" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S–10<inline-formula><mml:math id="M91" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N and integrating from the top level of each dataset to the surface.</p>
      <p id="d1e2378">QBOW minus QBOE composite differences in DJF show that the streamfunction in the eastern Pacific (220–260<inline-formula><mml:math id="M92" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E) is significantly weaker during QBOE than during QBOW in ERA5 and GC3 N216-pi (Fig. <xref ref-type="fig" rid="Ch1.F11"/>). In the model, these streamfunction differences are significant even low in the troposphere. The zonal wind at upper levels (300–100 hPa) is also weaker in QBOW compared to QBOE at 200<inline-formula><mml:math id="M93" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E in both model and reanalysis. In GC3 N216-pi, the negative <inline-formula><mml:math id="M94" display="inline"><mml:mi mathvariant="italic">ψ</mml:mi></mml:math></inline-formula> difference is accompanied by descending motion anomalies in the 170–220<inline-formula><mml:math id="M95" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E region, whereas anomalous ascent is observed in the Maritime Continent and Indian Ocean. The differences in the other simulations agree with the results of GC3 N216-pi (not shown).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F11" specific-use="star"><?xmltex \currentcnt{11}?><?xmltex \def\figurename{Figure}?><label>Figure 11</label><caption><p id="d1e2419"><bold>(a, d)</bold> Climatological mean state of the Walker circulation, depicted   through the zonal streamfunction (<inline-formula><mml:math id="M96" display="inline"><mml:mi mathvariant="italic">ψ</mml:mi></mml:math></inline-formula>) in shading, the zonal wind (contours) and vertical velocity (<inline-formula><mml:math id="M97" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> [<inline-formula><mml:math id="M98" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">Pa</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>],  vectors) during the DJF season in <bold>(a)</bold> ERA5 and <bold>(b)</bold> N216-pi. <bold>(b, c, e, f)</bold> W–E composite differences, during DJF, for the same variables, and only statistically significant differences (95 % confidence level) are shown. Panels <bold>(c)</bold> and <bold>(f)</bold> are as in panels <bold>(b)</bold> and <bold>(e)</bold> but considering ENSO-neutral periods only. Example vector sizes for <inline-formula><mml:math id="M99" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> are given in the top right corners of panels <bold>(a)</bold> and <bold>(c)</bold>. Note that the colour bar and vector sizes are different for the  climatology plots <bold>(a, d)</bold> than for the anomaly plots.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://wcd.copernicus.org/articles/3/825/2022/wcd-3-825-2022-f11.png"/>

        </fig>

      <p id="d1e2500">In boreal fall (Fig. <xref ref-type="fig" rid="Ch1.F12"/>), the differences are also significant and can be linked to the relationships found between the IOD and the QBO.
Specifically, significant positive differences (W–E) in the streamfunction are found
in the eastern Indian Ocean and Maritime Continent and negative differences in the eastern Pacific.
In GC3 N216-pi, vertical velocity anomalies indicate stronger ascent in the western Indian Ocean and in the Maritime Continent, whereas weaker ascent anomalies are found in the eastern Indian Ocean. These results agree with positive IOD indices found in QBOW and a mean negative index during QBOE.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F12" specific-use="star"><?xmltex \currentcnt{12}?><?xmltex \def\figurename{Figure}?><label>Figure 12</label><caption><p id="d1e2507">As in Fig. <xref ref-type="fig" rid="Ch1.F11"/> but for the SON season.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://wcd.copernicus.org/articles/3/825/2022/wcd-3-825-2022-f12.png"/>

        </fig>

      <p id="d1e2519">The rightmost panels in Figs. <xref ref-type="fig" rid="Ch1.F11"/> and <xref ref-type="fig" rid="Ch1.F12"/>, in which only ENSO-neutral months are considered, suggest that this relationship between the QBO and the Walker circulation occurs regardless of ENSO events for GC3 N216-pi. However, some QBO–ENSO superposition can be seen from the plots; e.g. in ERA5, removing ENSO events changes the sign of the response. This effect is likely due to the small sample size in the observational record when only neutral months are considered. The weakening of the Walker circulation under QBOW compared to QBOE is also seen in the other model configurations (Figs. S11 and S12).
These results highlight links between the large-scale overturning circulation and local precipitation found in previous studies and in early sections of this paper.</p>
</sec>
</sec>
<sec id="Ch1.S4" sec-type="conclusions">
  <label>4</label><title>Summary and discussion</title>
      <p id="d1e2535">Analyses of observational records of clouds and precipitation in the tropics suggest links between the stratospheric QBO and tropical deep convection <xref ref-type="bibr" rid="bib1.bibx21 bib1.bibx57 bib1.bibx37" id="paren.97"/>.
However, the short observational record available and the confounding influence of ENSO and its teleconnections limit the robustness of any analysis seeking to explore these links and possible mechanisms of interaction between the QBO and the tropical troposphere. This study investigates the tropical signature of the QBO in the 500-year-long pre-industrial control CMIP6 experiments of the Met Office Hadley Centre Unified Model, with a focus on the HadGEM3 GC3.1 N216 simulation.</p>
      <p id="d1e2541">Composite and regression analyses were used to demonstrate the presence of a statistically significant link between the QBO and precipitation in the tropics.
These impacts were found in the position and strength of the Pacific and Atlantic ITCZ, as well as in the Caribbean Sea and the Indian Ocean.  The QBO signal was found to be zonally asymmetric, with the more robust and largest differences over the oceans, suggesting the possibility of SST feedback processes and a role for the Walker circulation.  Impacts over monsoon land regions were found to be much weaker.</p>
      <p id="d1e2544">A similarity between the QBO precipitation response pattern and positive ENSO events raised the possibility of an aliasing of ENSO and QBO signals in the model and observations.
The interaction of the QBO and ENSO signals was extensively explored. When only ENSO-neutral years are analysed the QBO signal remains essentially unchanged, ruling out the possibility of a straightforward aliasing of ENSO events with the QBO phase selection, a result that was confirmed by multivariate regression analysis (Fig. <xref ref-type="fig" rid="Ch1.F5"/>). Additionally, this study examined the possibility that the QBO response in regions dominated by ENSO teleconnections could be due to an influence of ENSO on the QBO rather than a real downward impact of the QBO itself. This upward interaction could be via modulation of tropical wave generation, as has been proposed previously <xref ref-type="bibr" rid="bib1.bibx78" id="paren.98"/>.
The model was shown to successfully simulate the well-known differences in QBO descent rates in which the QBOW phase descends more rapidly than the QBOE phase. However, there was no evidence in the model for an ENSO influence on the rate of descent or amplitude of either QBO phase.</p>
      <p id="d1e2552">While recognising that linear diagnostics are unable to provide specific evidence of cause and effects, our analysis demonstrated that the QBO–ENSO relationship is statistically significant in the model.
The frequency of ENSO events in each phase of the QBO was first explored. In observations, the QBO–ENSO relationship shows decadal variability; in recent decades El Niño events have been found to occur more frequently in QBOW years, and La Niña events are more frequently found in QBOE years <xref ref-type="bibr" rid="bib1.bibx86" id="paren.99"/>. However, the use of radiosondes and a reconstruction by B07
highlighted that this relationship has changed sign over different periods from 1930 to 2020.</p>
      <p id="d1e2559">In the model, more frequent El Niño events are found under QBOW and La Niña events under QBOE. However, this relationship is also non-stationary, and in some 30–50-year periods, the opposite QBO–ENSO relationship can be found. The examination of the month-by-month EN3.4 amplitude in the model showed that the interaction between QBO and ENSO is far from linear since the amplitude dependence on QBO phase was asymmetric and strongly seasonally dependent. The non-linearity of the QBO–ENSO interaction was confirmed using composite analyses that showed different QBO signal patterns during El Niño years as compared with La Niña years.</p>
      <p id="d1e2562">In addition to the QBO–ENSO link, the model analysis also highlighted a statistically significant QBO signal in precipitation over the Indian Ocean, raising the possibility of an interaction with the IOD. In boreal fall, the IOD index, a measure of the zonal gradient of convective precipitation in the Indian Ocean, was found to be anomalously positive in QBOW years and anomalously negative in QBOE years, both for ERA5 and the three model simulations.</p>
      <p id="d1e2565">Finally, previous studies have proposed that the QBO may influence the mean state of the Walker circulation, which could be linked to the zonally asymmetric nature of the QBO signal in precipitation in the tropics <xref ref-type="bibr" rid="bib1.bibx21 bib1.bibx57 bib1.bibx44" id="paren.100"/>. The modelled Walker circulation was found to vary by up to 10 % between QBO phases, even when the effect of ENSO events was taken into account. Specifically, the Walker circulation was found to be weaker during QBOW than during QBOE.</p>
      <p id="d1e2571">Most of the results  in this study agree with previous analyses of models and observations <xref ref-type="bibr" rid="bib1.bibx37 bib1.bibx44 bib1.bibx83" id="paren.101"/>. However, <xref ref-type="bibr" rid="bib1.bibx72" id="text.102"/> found very different responses in a set of CMIP5/6 models, including HadGEM3 and UKESM1. These differences can be explained, first, by the fact that the study of <xref ref-type="bibr" rid="bib1.bibx72" id="text.103"/> examined <inline-formula><mml:math id="M100" display="inline"><mml:mrow><mml:mo>≈</mml:mo><mml:mn mathvariant="normal">150</mml:mn></mml:mrow></mml:math></inline-formula>-year-long simulations with historical forcings, in contrast to the 500-year control simulation (no external forcing) examined by this study, and, second, because <xref ref-type="bibr" rid="bib1.bibx72" id="text.104"/> used a different QBO index based on the 30 hPa winds compared to this study (70 hPa). The 30 hPa level index captures very little of the QBO-driven temperature variability near the tropopause (Fig. S13) compared to the 70 hPa index, and the use of only one ensemble member to diagnose the precipitation response in a simulation with time-varying external forcing can result in different (and misleading) impacts compared to the ensemble mean of all available members (Fig. S14).</p>
      <p id="d1e2596">The role of model biases for these results must be emphasised and the results treated with caution since a different representation of the stratosphere or the troposphere may control the extent and location of the QBO influence. Tropospheric biases, e.g. in the strength or position of the ITCZ (Fig. <xref ref-type="fig" rid="Ch1.F9"/>), may limit the robustness of these results and may mean that the impacts diagnosed in this study may be different in another model. Similarly, stratospheric biases such as the weak amplitude of the QBO in the lower stratosphere found in most models <xref ref-type="bibr" rid="bib1.bibx12 bib1.bibx72" id="paren.105"/> mean that the simulated tropical pathway of QBO teleconnections may be weaker, non-existent or difficult to diagnose in some models, highlighting the need to improve vertical resolution <xref ref-type="bibr" rid="bib1.bibx34" id="paren.106"/>.</p>
      <p id="d1e2607">The exact nature of the relationship between the QBO and tropical deep convection remains to be well understood.
Targeted model experiments <xref ref-type="bibr" rid="bib1.bibx33 bib1.bibx64" id="paren.107"><named-content content-type="pre">see, e.g.,</named-content></xref> would help us to investigate hypotheses about causal mechanisms, such as the static stability mechanism <xref ref-type="bibr" rid="bib1.bibx44" id="paren.108"/>, in order to disentangle the direction of causality between the tropical stratosphere and troposphere.</p>
</sec>

      
      </body>
    <back><app-group>

<app id="App1.Ch1.S1">
  <?xmltex \currentcnt{A}?><label>Appendix A</label><title>Regression analysis</title>
      <p id="d1e2630">The simple linear regression model can be written as
          <disp-formula id="App1.Ch1.S1.E2" content-type="numbered"><label>A1</label><mml:math id="M101" display="block"><mml:mrow><mml:mi>Y</mml:mi><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:mi>X</mml:mi><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="italic">β</mml:mi><mml:mo>+</mml:mo><mml:mi mathvariant="italic">ϵ</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
        where <inline-formula><mml:math id="M102" display="inline"><mml:mi>Y</mml:mi></mml:math></inline-formula> is the measured or dependent variable, <inline-formula><mml:math id="M103" display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is a constant coefficient, <inline-formula><mml:math id="M104" display="inline"><mml:mi mathvariant="italic">β</mml:mi></mml:math></inline-formula> is the regression coefficient between <inline-formula><mml:math id="M105" display="inline"><mml:mi>X</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M106" display="inline"><mml:mi>Y</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math id="M107" display="inline"><mml:mi mathvariant="italic">ϵ</mml:mi></mml:math></inline-formula> represents random error or a residual.  In all cases, the models were solved using an ordinary least-squares (OLS) method.
A multivariate regression model was used to study the joint effect of two or more predictors, in this case ENSO and QBO indices, over a variable (<inline-formula><mml:math id="M108" display="inline"><mml:mi>Y</mml:mi></mml:math></inline-formula>), in this case precipitation, such that the model can be written as
          <disp-formula id="App1.Ch1.S1.E3" content-type="numbered"><label>A2</label><mml:math id="M109" display="block"><mml:mrow><mml:mi>Y</mml:mi><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>j</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>N</mml:mi></mml:munderover><mml:msub><mml:mi>X</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="italic">ϵ</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
        where <inline-formula><mml:math id="M110" display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is any predictor with an associated regression coefficient <inline-formula><mml:math id="M111" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>.</p>
      <p id="d1e2815">As in previous studies <xref ref-type="bibr" rid="bib1.bibx37 bib1.bibx69" id="paren.109"/>, the regression coefficient can be rescaled to evaluate the total effect that a predictor (<inline-formula><mml:math id="M112" display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) can have on the variance of the measured variable (<inline-formula><mml:math id="M113" display="inline"><mml:mi>Y</mml:mi></mml:math></inline-formula>) using the standard deviation (<inline-formula><mml:math id="M114" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) and the maximum (<inline-formula><mml:math id="M115" display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mo>,</mml:mo><mml:mtext>max</mml:mtext></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>) and minimum (<inline-formula><mml:math id="M116" display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mo>,</mml:mo><mml:mtext>min</mml:mtext></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>) values of <inline-formula><mml:math id="M117" display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> so that the rescaled coefficient <inline-formula><mml:math id="M118" display="inline"><mml:mrow><mml:msubsup><mml:mi mathvariant="italic">β</mml:mi><mml:mi>j</mml:mi><mml:mo>′</mml:mo></mml:msubsup></mml:mrow></mml:math></inline-formula> can be written as
          <disp-formula id="App1.Ch1.S1.E4" content-type="numbered"><label>A3</label><mml:math id="M119" display="block"><mml:mrow><mml:msubsup><mml:mi mathvariant="italic">β</mml:mi><mml:mi>j</mml:mi><mml:mo>′</mml:mo></mml:msubsup><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mo>,</mml:mo><mml:mtext>max</mml:mtext></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>X</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mo>,</mml:mo><mml:mtext>min</mml:mtext></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>
</app>
  </app-group><notes notes-type="dataavailability"><title>Data availability</title>

      <p id="d1e2963">ERA5 reanalysis data are available from the Copernicus Climate Change Service Climate Data Store at <ext-link xlink:href="https://doi.org/10.24381/cds.6860a573" ext-link-type="DOI">10.24381/cds.6860a573</ext-link> <xref ref-type="bibr" rid="bib1.bibx42" id="paren.110"/>. The FUB dataset was obtained from <uri>http://www.geo.fu-berlin.de/en/met/ag/strat/produkte/qbo/</uri> (last access: 1 July 2022, <xref ref-type="bibr" rid="bib1.bibx28" id="altparen.111"/>),
whereas the reconstruction can be obtained at <uri>https://climexp.knmi.nl/getindices.cgi?WMO=BernData/qbo_90&amp;STATION=QBO_90&amp;TYPE=i&amp;id=someone@somewhere</uri> (last access: 1 June 2022; <xref ref-type="bibr" rid="bib1.bibx10" id="altparen.112"/>, <ext-link xlink:href="https://doi.org/10.1029/2007GL031354" ext-link-type="DOI">10.1029/2007GL031354</ext-link>). The HadSST 4.0 dataset is available at <uri>https://www.metoffice.gov.uk/hadobs/hadsst4/data/download.html</uri> (last access: 1 June 2022; <xref ref-type="bibr" rid="bib1.bibx52" id="altparen.113"/>, <ext-link xlink:href="https://doi.org/10.1029/2018JD029867" ext-link-type="DOI">10.1029/2018JD029867</ext-link>).
The GPCP v2.3 was downloaded from <ext-link xlink:href="https://doi.org/10.7289/V56971M6" ext-link-type="DOI">10.7289/V56971M6</ext-link> <xref ref-type="bibr" rid="bib1.bibx3" id="paren.114"/>. CMIP6 simulations used in this study are available from the Earth System Grid Federation of the Centre for Environmental Data Analysis (ESGF-CEDA; <uri>https://esgf-index1.ceda.ac.uk/projects/cmip6-ceda/</uri>, last access: 22 October 2021, <xref ref-type="bibr" rid="bib1.bibx95" id="altparen.115"/>).</p>
  </notes><app-group>
        <supplementary-material position="anchor"><p id="d1e3010">The supplement related to this article is available online at: <inline-supplementary-material xlink:href="https://doi.org/10.5194/wcd-3-825-2022-supplement" xlink:title="pdf">https://doi.org/10.5194/wcd-3-825-2022-supplement</inline-supplementary-material>.</p></supplementary-material>
        </app-group><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e3019">JLGF, SO and LJG designed the scope and model analysis. JLGF conducted the analyses. RC and ZM contributed in the interpretation of results. All authors were fully involved in the revisions and the preparation of the paper.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e3025">The contact author has declared that none of the authors has any competing interests.</p>
  </notes><notes notes-type="disclaimer"><title>Disclaimer</title>

      <p id="d1e3031">Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e3037">Jorge L. García-Franco acknowledges support from an Oxford-Richards graduate scholarship under Wadham College and from a Met Office Partnership PhD CASE studentship. Zane Martin acknowledges support from the National Science Foundation. Lesley J. Gray and Scott Osprey wish to acknowledge support from the United Kingdom Natural Environment Research Council and National Centre for Atmospheric Science.
We thank Chaim Garfinkel and two anonymous reviewers for their constructive comments which have greatly improved this study.</p></ack><notes notes-type="financialsupport"><title>Financial support</title>

      <p id="d1e3042">This research was supported by an Oxford-Richards  scholarship and a PhD CASE scholarship. Zane Martin was supported by the National Science Foundation (award no. 2020305). Lesley J. Gray  and Scott Osprey were supported by the United Kingdom Natural Environment Research Council and National Centre for Atmospheric Science (award nos. NE/N018028 and NE/P006779/1).</p>
  </notes><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e3048">This paper was edited by Daniela Domeisen and reviewed by Chaim Garfinkel and two anonymous referees.</p>
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