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  <front>
    <journal-meta><journal-id journal-id-type="publisher">WCD</journal-id><journal-title-group>
    <journal-title>Weather and Climate Dynamics</journal-title>
    <abbrev-journal-title abbrev-type="publisher">WCD</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Weather Clim. Dynam.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">2698-4016</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/wcd-7-1547-2026</article-id><title-group><article-title>Explaining monthly precipitation anomalies in northwestern South America by integrating vertical dynamics and energetics</article-title><alt-title>Explaining monthly precipitation anomalies in northwestern South America</alt-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Obregon-Yataco</surname><given-names>Jose</given-names></name>
          <email>jobregyat@gmail.com</email>
        <ext-link>https://orcid.org/0000-0002-4519-7164</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>Ciencias de la Atmósfera, Hidrósfera y Cambio Climático, Instituto Geofísico del Perú, Lima, Peru</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Jose Obregon-Yataco (jobregyat@gmail.com)</corresp></author-notes><pub-date><day>28</day><month>August</month><year>2026</year></pub-date>
      
      <volume>7</volume>
      <issue>3</issue>
      <fpage>1547</fpage><lpage>1570</lpage>
      <history>
        <date date-type="received"><day>24</day><month>February</month><year>2026</year></date>
           <date date-type="rev-request"><day>25</day><month>March</month><year>2026</year></date>
           <date date-type="rev-recd"><day>10</day><month>July</month><year>2026</year></date>
           <date date-type="accepted"><day>19</day><month>August</month><year>2026</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2026 Jose Obregon-Yataco</copyright-statement>
        <copyright-year>2026</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026.html">This article is available from https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026.html</self-uri><self-uri xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026.pdf">The full text article is available as a PDF file from https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026.pdf</self-uri>
      <abstract><title>Abstract</title>

      <p id="d2e77">In dynamically limited environments such as the coastal Northwestern South America (NWSA), thermodynamic instability (<inline-formula><mml:math id="M1" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>) alone is insufficient to autonomously trigger deep convection due to persistent background subsidence. The Buoyancy Work Rate (BWR) addresses this boundary constraint by vertically coupling <inline-formula><mml:math id="M2" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula> with vertical velocity (<inline-formula><mml:math id="M3" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>). A causal discovery analysis empirically verified this formulation, demonstrating that the BWR preserves the dominant causal route to precipitation over other individual thermodynamic or dynamic variables, successfully capturing the dynamic trigger required to realize convection. As a diagnostic proxy, the BWR systematically outperforms established thermodynamic indices because it explicitly quantifies the realized mesoscale atmospheric response rather than just the precursor potential. This diagnostic advantage is reinforced by an upper tail dependence analysis based on empirical copulas, which confirmed the index's robustness during extreme hydroclimatic anomalies. Moreover, while isolated mid-level vertical velocity dictates instantaneous convection, its high-frequency volatility limits its utility for continuous monitoring. By integrating <inline-formula><mml:math id="M4" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>, the BWR mathematically inherits the thermal inertia of the oceanic boundary conditions, imparting greater signal persistence and making it a more stable proxy for sub-seasonal operative monitoring. Ultimately, the operational value of the BWR emerges in its prognostic application. By substituting predicted precipitation anomalies from the SEAS5 model with the predicted BWR anomalies, the predictions overcome the limitations of the sub-grid parameterizations inherent in the climate model. Relying instead on explicitly resolved mesoscale variables governed by primitive equations, the BWR systematically improves seasonal predictive skill during the peak of the austral summer and mitigates the forecast degradation caused by the boreal spring predictability barrier.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d2e126">It is physically well-established that deep moist convection in the tropical Pacific is primarily governed by large-scale atmospheric dynamics and horizontal moisture convergence, rather than exclusively by local Sea Surface Temperature (SST) <xref ref-type="bibr" rid="bib1.bibx32 bib1.bibx8" id="paren.1"/>. The work of <xref ref-type="bibr" rid="bib1.bibx10" id="text.2"/> demonstrated that, on climatic timescales within the Walker circulation, latent heat release in the atmospheric column is fundamentally balanced by the adiabatic cooling induced by large-scale vertical ascent. This thermodynamic equilibrium dictates that large-scale atmospheric circulation and deep convection are inextricably coupled <xref ref-type="bibr" rid="bib1.bibx15" id="paren.3"/>. Within this framework, time-mean sources of tropospheric column-integrated moist static energy must be balanced by the advective export of energy driven by divergent circulations <xref ref-type="bibr" rid="bib1.bibx38" id="paren.4"/>. Consequently, the atmospheric convective response is dynamically maintained by mass and horizontal moisture convergence <xref ref-type="bibr" rid="bib1.bibx4" id="paren.5"/>.</p>
      <p id="d2e144">This dynamic dominance is highly evident in Northwestern South America (NWSA). The coastal subdomain between Peru and Ecuador is typically characterized by a persistent subsidence (dynamically limited environment) with a short rainy season during the austral summer. However, the disturbance of this regional circulation during strong El Niño events (e.g., 1982–1983, 1997–1998, 2017, and 2023) triggers extreme hydroclimatic anomalies, causing severe flooding and socio-economic impacts <xref ref-type="bibr" rid="bib1.bibx5 bib1.bibx58 bib1.bibx9 bib1.bibx45" id="paren.6"/>. Notably, not all warming events manifest similarly: the 2015–2016 global El Niño recorded historically high SSTs but failed to produce comparable extreme hydroclimatic anomalies along the NWSA coast <xref ref-type="bibr" rid="bib1.bibx40" id="paren.7"/>. This paradox is explained by the region's physical constraints. Although local SST must exceed a specific threshold to trigger atmospheric instability <xref ref-type="bibr" rid="bib1.bibx64 bib1.bibx58 bib1.bibx29" id="paren.8"/>, this atmospheric instability (<inline-formula><mml:math id="M5" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>) is a necessary but insufficient condition for deep convection <xref ref-type="bibr" rid="bib1.bibx63" id="paren.9"/>. Once the thermodynamic threshold is surpassed, control shifts predominantly to the large-scale vertical velocity (<inline-formula><mml:math id="M6" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>) <xref ref-type="bibr" rid="bib1.bibx32 bib1.bibx8" id="paren.10"/>. Convection often requires a mechanical trigger, such as the localized vertical ascent generated by the sea breeze colliding against the western Andean slope <xref ref-type="bibr" rid="bib1.bibx58 bib1.bibx48" id="paren.11"/>, which lifts air parcels to their Level of Free Convection (LFC) to initiate latent heat release. The ensuing mid-level <inline-formula><mml:math id="M7" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> emerges to balance this diabatic heating through adiabatic cooling <xref ref-type="bibr" rid="bib1.bibx54" id="paren.12"/>, stimulating further low-level horizontal convergence dictated by mass continuity <xref ref-type="bibr" rid="bib1.bibx4" id="paren.13"/>.</p>
      <p id="d2e196">Despite this established dynamic-thermodynamic coupling, the operational assessment of precipitation has traditionally based on purely thermodynamic stability indices. E.g., the Convective Available Potential Energy (CAPE) <xref ref-type="bibr" rid="bib1.bibx15" id="paren.14"/>, which evaluates the integrated atmospheric instability for an ascending air parcel from the Level of Free Convection (LFC) to the Equilibrium Level (EL). Or the Gálvez-Davison Index (GDI) <xref ref-type="bibr" rid="bib1.bibx20" id="paren.15"/>, which represents better tropical environments, incorporating low-to-mid tropospheric moisture availability and the stabilizing effects of trade-wind inversions. However, the GDI does not necessarily relate to regions of dynamically induced ascent or descent <xref ref-type="bibr" rid="bib1.bibx65" id="paren.16"/>. In environments with persistent subsidence like the coastal subdomain, relying exclusively on thermodynamic metrics yields high false-positive rates because they cannot distinguish between active deep convection and dynamically suppressed atmospheric instability <xref ref-type="bibr" rid="bib1.bibx11" id="paren.17"/>. To overcome this limitation, the Buoyancy Work Rate (BWR) is proposed as a diagnostic proxy. By mathematically coupling the atmospheric instability (<inline-formula><mml:math id="M8" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>) directly with the vertical velocity (<inline-formula><mml:math id="M9" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>), the BWR inherently incorporates the kinematic realization of convection, diagnosing active convective engines while filtering out thermodynamically unstable but dynamically suppressed environments.</p>
      <p id="d2e229">The objective of this study is to evaluate the diagnostic capability, physical interpretation, and prognostic utility of the BWR index for extreme hydroclimatic anomalies in the NWSA. First, the PCMCI<inline-formula><mml:math id="M10" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> data-driven causal discovery algorithm <xref ref-type="bibr" rid="bib1.bibx50" id="paren.18"/> is used to empirically evaluate the preservation of the BWR causal route to precipitation. Second, the reliability of the BWR during extreme hydroclimatic anomalies is assessed using the Upper Tail Dependence coefficient derived from empirical copulas <xref ref-type="bibr" rid="bib1.bibx39 bib1.bibx43" id="paren.19"/>. Third, an autocorrelation analysis demonstrates how the inclusion of the atmospheric instability component imparts greater signal persistence to the index compared to pure vertical velocity. Finally, to evaluate its true prognostic utility, the operational prediction skill of the BWR is explicitly tested by applying the index to predicted atmospheric fields from the ECMWF SEAS5 model, assessing whether this physical translator systematically outperforms the model's direct precipitation predictions for early warning applications.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Data and study area</title>
<sec id="Ch1.S2.SS1">
  <label>2.1</label><title>Observational, Reanalysis, and Forecast Data</title>
      <p id="d2e260">Monthly mean air temperature (<inline-formula><mml:math id="M11" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">a</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>), relative humidity (RH), and zonal, meridional, and vertical wind components were obtained from the ERA5 reanalysis dataset <xref ref-type="bibr" rid="bib1.bibx24" id="paren.20"/>. These data were utilized for the period 1981–2025 across 27 vertical pressure levels ranging from 1000 to 100 hPa, with a spatial resolution of 0.25°. Monthly SST from ERA5 was also utilized to provide context for the identified extreme hydroclimatic events. The SST data from the ERA5 reanalysis – which strictly prescribes observation-based products such as HadISST2 and OSTIA <xref ref-type="bibr" rid="bib1.bibx24" id="paren.21"/> – were used to characterize the oceanic boundary conditions. The use of ERA5 SST, rather than an independent observational product, ensures strict thermodynamic consistency, as it represents the exact surface forcing that generated the atmospheric response (<inline-formula><mml:math id="M12" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M13" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>) evaluated in this study.</p>
      <p id="d2e297">To validate the proposed climate index, two independent high-resolution precipitation products developed specifically for the complex Peruvian topography were employed. First, the RAIN4PE product <xref ref-type="bibr" rid="bib1.bibx18" id="paren.22"/> was used for the 1981–2015 period. RAIN4PE is a gridded dataset that merges three data sources – satellite estimates (CHIRPS), reanalysis data (ERA5), and ground observations – corrected via quantile mapping and validated through hydrological modeling to ensure consistency with observed streamflow and water balance closure. Second, the PISCO product (Peruvian Interpolated Data of the SENAMHI's Climatological and Hydrological Observations) <xref ref-type="bibr" rid="bib1.bibx3" id="paren.23"/> was used for the 1981–2025 period. PISCO is a hybrid product developed by the National Meteorology and Hydrology Service of Peru (SENAMHI) that combines quality-controlled rain gauge records with satellite covariates (CHIRPS) using geostatistical interpolation techniques to reconstruct rainfall fields over data-scarce regions. It is important to note that the stable version of PISCO, which incorporates both manual and automatic quality control <xref ref-type="bibr" rid="bib1.bibx3" id="paren.24"/>, is available only for the 1981–2016 period; consequently, the unstable version, which undergoes only automatic quality control, was utilized for the 2017–2025 period.</p>
      <p id="d2e309">Monthly precipitation from ERA5 <xref ref-type="bibr" rid="bib1.bibx24" id="paren.25"/> was used to identify the area within the NWSA exhibiting the highest similarity with observational datasets, given that the proposed index is constructed entirely from ERA5 variables. Figure <xref ref-type="fig" rid="F1"/> shows that ERA5 is significantly correlated with RAIN4PE and PISCO over the entire domain, being strongest near the coast between Peru and Ecuador. This high correlation along the coastal strip is primarily due to large-scale synoptic and dynamic boundaries that global reanalyses effectively resolve, coupled with a high density of meteorological stations that enhances the reliability of PISCO and RAIN4PE in this specific subregion <xref ref-type="bibr" rid="bib1.bibx3 bib1.bibx18" id="paren.26"/>.</p>
      <p id="d2e320">Conversely, the correlation weakens significantly over the Andes and the Amazon basin. Over the Andes, ERA5’s spatial resolution is too coarse to adequately capture fine-scale orographic precipitation, systematically leading to overestimations <xref ref-type="bibr" rid="bib1.bibx28 bib1.bibx18" id="paren.27"/>. In contrast, regional gridded products mitigate this by incorporating local terrain elevation models and dense gauge networks. Over the Amazon basin, precipitation is largely driven by localized mesoscale convective systems and intense moisture recycling <xref ref-type="bibr" rid="bib1.bibx44" id="paren.28"/>, which remain challenging for ERA5's convective parameterizations to simulate accurately. This physical discrepancy is further compounded by the sparse distribution of rain gauges in the Amazon, which sharply increases the spatial interpolation uncertainty in observation-based datasets <xref ref-type="bibr" rid="bib1.bibx57 bib1.bibx18" id="paren.29"/>.</p>
      <p id="d2e333">Furthermore, to evaluate the prognostic utility of the BWR index, predicted atmospheric variables and direct precipitation outputs were obtained from the fifth generation of the ECMWF seasonal forecasting system (SEAS5) <xref ref-type="bibr" rid="bib1.bibx31" id="paren.30"/>. SEAS5 is an operational coupled global climate model designed for long-range predictions. Given the inherent uncertainty and chaotic nature of seasonal forecasting, this study specifically utilizes the monthly ensemble means of the real-time forecasts rather than individual deterministic members. This approach filters out high-frequency internal variability, isolating the predictable macro-scale signal required for the BWR calculation. The forecast data spans the operational period from 2017 to 2025.</p>

      <fig id="F1"><label>Figure 1</label><caption><p id="d2e341">Pearson correlation (<inline-formula><mml:math id="M14" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula>) at the 95 % confidence level between monthly precipitation anomaly from ERA5 and PISCO <bold>(a)</bold> for 1981–2025, and RAIN4PE <bold>(b)</bold> for 1981–2015. Only pixels with significant <inline-formula><mml:math id="M15" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula> (<inline-formula><mml:math id="M16" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula>-value <inline-formula><mml:math id="M17" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.05</mml:mn></mml:mrow></mml:math></inline-formula>) are shown, the gray points represent <inline-formula><mml:math id="M18" display="inline"><mml:mrow><mml:mi>R</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0.7</mml:mn></mml:mrow></mml:math></inline-formula>. The blue (red) shaded colors indicate negative (positive) values of <inline-formula><mml:math id="M19" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula>. Anomalies were calculated taking the 1981–2015 median as climatology for all datasets.</p></caption>
          <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f01.jpg"/>

        </fig>

</sec>
<sec id="Ch1.S2.SS2">
  <label>2.2</label><title>Study area: The NWSA and the coastal coupling zone</title>
      <p id="d2e415">Two domains of interest were defined: the broader NWSA region (81.6–67.05° W, 18.95° S–1.5° N) and a specific coastal subdomain adjacent to the Niño <inline-formula><mml:math id="M20" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> region (81.25–78.5° W, 8° S–0.75° N) (Fig. <xref ref-type="fig" rid="F2"/>).</p>
      <p id="d2e432">The coastal subdomain NWSA (Fig. <xref ref-type="fig" rid="F2"/>b) is typically located under the regional branch of the Walker circulation, characterized by persistent subsidence and trade-wind-driven coastal upwelling that suppresses convection. This stability is reinforced by the mid-level easterly flows, which, upon crossing the Andes, descend, forcing a dry leeward subsidence on the coastal strip <xref ref-type="bibr" rid="bib1.bibx46 bib1.bibx48" id="paren.31"/>, but this subsidence weakens during the short austral summer. However during El Niño events, this subsidence regime collapses: the South Pacific Anticyclone migrates southward, upwelling weakens, and warm sea surface temperatures (SST) invert the low-to-mid-level flows into anomalous westerlies below 5 km <xref ref-type="bibr" rid="bib1.bibx12" id="paren.32"/>, generated by the sea breeze colliding against the western Andean slope <xref ref-type="bibr" rid="bib1.bibx58 bib1.bibx48" id="paren.33"/>. This westerly moisture advection around 600 hPa becomes essential to organize convective systems and couple them with the second band of the ITCZ <xref ref-type="bibr" rid="bib1.bibx2 bib1.bibx47" id="paren.34"/>, while low-level sea breezes force windward orographic ascent that helps air parcels reach their level of free convection <xref ref-type="bibr" rid="bib1.bibx25 bib1.bibx22 bib1.bibx6 bib1.bibx58" id="paren.35"/>. Physically, this dynamically limited region operates as a thermodynamic switch governed by Strict Quasi-Equilibrium (SQE) dynamics: during dry months, the SQE is decoupled and net vertical motion (<inline-formula><mml:math id="M21" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>) fluctuates without producing rain; but once the SST exceeds the critical <inline-formula><mml:math id="M22" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">26</mml:mn></mml:mrow></mml:math></inline-formula> °C threshold <xref ref-type="bibr" rid="bib1.bibx64 bib1.bibx59 bib1.bibx29" id="paren.36"/>, the inversion breaks and the system enters a rigidly coupled SQE regime, where <inline-formula><mml:math id="M23" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> and the latent heat of precipitation feed each other in a contemporaneous, bidirectional loop <xref ref-type="bibr" rid="bib1.bibx10 bib1.bibx15" id="paren.37"/>.</p>

      <fig id="F2" specific-use="star"><label>Figure 2</label><caption><p id="d2e485">Study domains: the broader NWSA region <bold>(a)</bold> (81.6–67.05° W, 18.95° S–1.5° N) and the coastal subdomain <bold>(b)</bold> (81.25–78.5° W, 8° S–0.75° N).</p></caption>
          <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f02.png"/>

        </fig>

      <p id="d2e501">Figure <xref ref-type="fig" rid="F3"/> presents the precipitation climatology (1981–2025) from PISCO averaged over this coastal subdomain. It is observed that March constitutes the rainiest month; this seasonal peak represents a critical coupling window when dynamic relaxation (weakening of trade winds) and atmospheric instability (SST warming) come into phase, facilitating the development of deep convection <xref ref-type="bibr" rid="bib1.bibx58 bib1.bibx44 bib1.bibx1 bib1.bibx42" id="paren.38"/>.</p>

      <fig id="F3"><label>Figure 3</label><caption><p id="d2e511">Precipitation climatology as the 1981–2025 mean from PISCO averaged over the coastal subdomain.</p></caption>
          <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f03.png"/>

        </fig>


</sec>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Methodology</title>
<sec id="Ch1.S3.SS1">
  <label>3.1</label><title>Identification of extreme hydroclimatic anomalies as Diagnostic Case Studies</title>
      <p id="d2e538">To characterize the distinct vertical atmospheric configurations associated with extreme hydroclimatic anomalies, a set of representative case studies was identified. Monthly precipitation was averaged over the coastal NWSA subdomain (Fig. <xref ref-type="fig" rid="F2"/>b), and anomalies were calculated from the PISCO dataset relative to the 1981–2015 climatological mean. Two thresholds, corresponding to the 5th and 95th percentiles, were defined solely for event selection purposes: anomalies below 5th percentile were used to detect significant dry events, and anomalies above 95th percentile were used to detect extreme rainy events. It is important to clarify that these thresholds were applied exclusively to select events for physical diagnosis (e.g., analyzing vertical structure) and were not utilized to calibrate or derive the formulation of the proposed index. To determine the spatial core of these anomalies, the vertical motion field was analyzed through latitudinal and longitudinal cross-sections (see Figs. <xref ref-type="fig" rid="F10"/> and <xref ref-type="fig" rid="F9"/> in Sect. <xref ref-type="sec" rid="Ch1.S4"/>). The longitude of 80° W and latitude of 5° S were identified, approximately, as the axes of maximum vertical ascent over the coastal subdomain. This geometric characterization allowed for the identification of subsidence and convective layers, as well as the specific pressure levels where convection was initiated and suppressed during the selected case studies.</p>
</sec>
<sec id="Ch1.S3.SS2">
  <label>3.2</label><title>Buoyancy Work Rate (BWR) formulation</title>
      <p id="d2e557">The formulation of the BWR is physically grounded in the thermodynamic energy balance of the Walker circulation described by <xref ref-type="bibr" rid="bib1.bibx10" id="text.39"/>, which posits that on climatic timescales, latent heat release is primarily balanced by adiabatic cooling due to vertical motion. Consequently, an index capable of explaining precipitation anomalies in this region must explicitly couple the atmospheric instability with the dynamic forcing (vertical velocity) required to overcome the persistent background subsidence.</p>
      <p id="d2e563">First, the dew point temperature (<inline-formula><mml:math id="M24" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) was calculated from relative humidity following <xref ref-type="bibr" rid="bib1.bibx7" id="text.40"/>. Using surface <inline-formula><mml:math id="M25" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and air temperature (<inline-formula><mml:math id="M26" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">a</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>), the parcel temperature path was computed and compared against the environmental temperature profile to yield the parcel buoyancy (<inline-formula><mml:math id="M27" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>) for every grid point. To construct the index, the product of vertical velocity (<inline-formula><mml:math id="M28" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>) and parcel buoyancy (<inline-formula><mml:math id="M29" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>) was analyzed. The Buoyancy Work Rate (BWR) is defined as the vertical integration of this product from the surface to 100 hPa with respect to the natural logarithm of pressure (<inline-formula><mml:math id="M30" display="inline"><mml:mrow><mml:mi>d</mml:mi><mml:mi>ln⁡</mml:mi><mml:mi>P</mml:mi></mml:mrow></mml:math></inline-formula>), as shown in Eq. (<xref ref-type="disp-formula" rid="Ch1.E1"/>).

            <disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M31" display="block"><mml:mrow><mml:mi mathvariant="normal">BWR</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mi mathvariant="normal">sfc</mml:mi><mml:mn mathvariant="normal">100</mml:mn></mml:munderover><mml:mi mathvariant="italic">ω</mml:mi><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi><mml:mi>d</mml:mi><mml:mi>ln⁡</mml:mi><mml:mi>P</mml:mi></mml:mrow></mml:math></disp-formula>

          In this integration, only layers exhibiting positive buoyancy (<inline-formula><mml:math id="M32" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>) and upward motion (<inline-formula><mml:math id="M33" display="inline"><mml:mrow><mml:mi mathvariant="italic">ω</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>) were included. This constraint ensures that the index specifically quantifies the rate at which potential energy is converted into kinetic energy during deep convection, filtering out stratiform or forced ascent in stable environments.</p>
      <p id="d2e702">To understand this diagnostic formulation, it is instructive to mathematically and conceptually contrast the BWR with CAPE. CAPE is defined as the vertical integral of parcel buoyancy from the level of free convection to the equilibrium level <xref ref-type="bibr" rid="bib1.bibx14" id="paren.41"/>. It strictly evaluates the precursor thermodynamic potential energy available for convection, remaining mathematically blind to whether a dynamic trigger actually exists to overcome background subsidence <xref ref-type="bibr" rid="bib1.bibx19 bib1.bibx11" id="paren.42"/>. In contrast, the BWR is formulated by integrating the product of thermodynamic instability (<inline-formula><mml:math id="M34" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>) and vertical velocity (<inline-formula><mml:math id="M35" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>) across the atmospheric column. Rather than measuring stored static potential, this hybrid formulation explicitly quantifies the realized rate of kinetic energy conversion. By mathematically coupling buoyancy with mesoscale kinematic ascent, the BWR imposes a strict physical constraint: it systematically penalizes and zeroes out environments that possess massive thermodynamic instability (high CAPE) but remain mechanically suppressed by persistent subsidence (<inline-formula><mml:math id="M36" display="inline"><mml:mrow><mml:mi mathvariant="italic">ω</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>). </p>
</sec>
<sec id="Ch1.S3.SS3">
  <label>3.3</label><title>Validation framework</title>
      <p id="d2e749">To evaluate the physical robustness and predictive utility of the BWR, a multi-tiered validation framework was implemented, moving from causal verification to statistical comparative evaluation.</p>
<sec id="Ch1.S3.SS3.SSS1">
  <label>3.3.1</label><title>Causal discovery and physical drivers</title>
      <p id="d2e759">To causally evaluate the proposed Buoyancy Work Rate (BWR) index and its diagnostic validity for precipitation anomalies in the coastal NWSA, a causal discovery analysis was conducted using monthly time series for the 1981–2025 period. The PCMCI<inline-formula><mml:math id="M37" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> algorithm <xref ref-type="bibr" rid="bib1.bibx50" id="paren.43"/> was applied to navigate this framework. Unlike its predecessor, PCMCI<inline-formula><mml:math id="M38" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> is specifically designed to discover both time-lagged and contemporaneous (lag<inline-formula><mml:math id="M39" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>) causal relationships in highly autocorrelated time series. This capability is fundamentally required for this study, as the macro-scale dynamic and thermodynamic interactions governing precipitation at monthly timescales occur predominantly at lag<inline-formula><mml:math id="M40" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>.</p>
      <p id="d2e799">The methodology operates through two core phases. First, a lagged condition-selection step (based on the PC algorithm) is executed to iteratively estimate the lagged parents of each variable. This step filters out spurious autocorrelations and drastically reduces the dimensionality of the conditioning sets. Second, the algorithm applies the Momentary Conditional Independence (MCI) test to evaluate the remaining lagged and contemporaneous links. Crucially, the MCI test evaluates the conditional independence between two variables by simultaneously conditioning on the estimated past of both variables. By explicitly optimizing these conditioning sets, the MCI test isolates the true causal signal from the inherent background noise induced by strong autocorrelation, yielding a highly calibrated estimate of the partial correlation (causal strength).</p>
      <p id="d2e802">The causal analysis was performed using time series of monthly standardized anomalies, and the statistical robustness of the inferred causal links was evaluated using a bagging bootstrapping procedure with 3000 samples. To accurately represent the land-atmosphere interaction, precipitation was averaged strictly over the land pixels of the coastal NWSA subdomain. In contrast, local evaporation, vertical velocity at 500 hPa (<inline-formula><mml:math id="M41" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mn mathvariant="normal">500</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>), and parcel buoyancy (<inline-formula><mml:math id="M42" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>T</mml:mi><mml:mrow><mml:mn mathvariant="normal">700</mml:mn><mml:mo>-</mml:mo><mml:mn mathvariant="normal">400</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>) as atmospheric instability proxy were averaged over the entire coastal NWSA bounding box (incorporating <inline-formula><mml:math id="M43" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">21</mml:mn></mml:mrow></mml:math></inline-formula> % oceanic area) to capture the regional atmospheric boundaries. SST averaged over the Niño <inline-formula><mml:math id="M44" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> region was set as an exogenous boundary condition. To facilitate the physical interpretation of the causal links, the signs of vertical velocity and evaporation were inverted (<inline-formula><mml:math id="M45" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mn mathvariant="normal">500</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M46" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi>E</mml:mi></mml:mrow></mml:math></inline-formula>, respectively) prior to input, ensuring that positive values strictly indicate upward mass and upward moisture fluxes. The 500 hPa level was specifically selected because it typically corresponds to the level of maximum vertical mass flux in the tropical troposphere, <inline-formula><mml:math id="M47" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> at this mid-tropospheric level serves as the most robust proxy for the column-integrated adiabatic cooling required to balance convective latent heat release.</p>
      <p id="d2e887">In our reference causal network (Fig. <xref ref-type="fig" rid="F7"/>a), we utilize the PCMCI+ algorithm restricted to contemporaneous relationships <xref ref-type="bibr" rid="bib1.bibx50" id="paren.44"/>. The relationship between atmospheric dynamics and precipitation is dominated by a simultaneous circularity known as the convergence feedback <xref ref-type="bibr" rid="bib1.bibx4" id="paren.45"/>. Because a purely contemporaneous algorithmic configuration cannot resolve the temporal sequence to isolate the portion of the variance where large-scale dynamics perturbed the environment prior to the onset of deep convection <xref ref-type="bibr" rid="bib1.bibx19" id="paren.46"/>, we explicitly break this statistical circularity by imposing directional physical link assumptions. By doing so, we enforce a strict physical hierarchy that imposes the mesoscale dynamics as the boundary condition that authorizes or restricts convection, isolating this mesoscale environmental forcing from local and sub-grid scale convective processes <xref ref-type="bibr" rid="bib1.bibx32 bib1.bibx8" id="paren.47"/>. This theoretically grounded causal network serves exclusively as a physical baseline to evaluate whether our proposed BWR index successfully preserves the mesoscale thermodynamic and dynamic signals governing precipitation.</p>
      <p id="d2e905">The second causal network was evaluated by introducing the BWR index. It must be clarified that the BWR evaluated in this network is not the simplified product of <inline-formula><mml:math id="M48" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mn mathvariant="normal">500</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M49" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>T</mml:mi><mml:mrow><mml:mn mathvariant="normal">700</mml:mn><mml:mo>-</mml:mo><mml:mn mathvariant="normal">400</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>, but rather the strict vertical integration defined in Eq. (<xref ref-type="disp-formula" rid="Ch1.E1"/>). In addition, the mid-level vertical velocity (<inline-formula><mml:math id="M50" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mn mathvariant="normal">500</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) and the atmospheric instability (<inline-formula><mml:math id="M51" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>T</mml:mi><mml:mrow><mml:mn mathvariant="normal">700</mml:mn><mml:mo>-</mml:mo><mml:mn mathvariant="normal">400</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>) were explicitly removed from the algorithm to prevent deterministic collinearity. It is important to note that our objective with this network is not to discover the drivers of precipitation, as these have been extensively documented by previous works (e.g., <xref ref-type="bibr" rid="bib1.bibx32 bib1.bibx64 bib1.bibx58" id="altparen.48"/>), but rather to assess whether the BWR index acts as a causal driver of precipitation. Because the algorithm was restricted to contemporaneous relationships, we imposed two directional physical link assumptions (from SST to -E, and from SST to BWR). These constraints dictate that while a statistical relationship might not necessarily exist between these variables, if one is detected, it must follow this physically grounded direction. This approach breaks the simultaneous statistical circularity of the system.</p>
</sec>
<sec id="Ch1.S3.SS3.SSS2">
  <label>3.3.2</label><title>Statistical comparative evaluation with established indices</title>
      <p id="d2e984">The diagnostic skill of the BWR was compared with established indices previously tested in the region: the Convective Available Potential Energy (CAPE) <xref ref-type="bibr" rid="bib1.bibx14" id="paren.49"/> and the Gálvez-Davison Index (GDI) <xref ref-type="bibr" rid="bib1.bibx20" id="paren.50"/>, both evaluated for the NWSA by <xref ref-type="bibr" rid="bib1.bibx47" id="text.51"/>; as well as the asymmetric (<inline-formula><mml:math id="M52" display="inline"><mml:mrow><mml:msub><mml:mi>I</mml:mi><mml:mi mathvariant="normal">a</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) and double ITCZ (<inline-formula><mml:math id="M53" display="inline"><mml:mrow><mml:msub><mml:mi>I</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) indices proposed by <xref ref-type="bibr" rid="bib1.bibx66" id="text.52"/>, assessed by <xref ref-type="bibr" rid="bib1.bibx2" id="text.53"/>. However, this comparison must be interpreted under a strict physical distinction. While indices such as CAPE and the GDI solely quantify the thermodynamic potential for convection based on precursor conditions, the BWR is designed to explicitly measure the realized mesoscale atmospheric response. This fundamental asymmetry arises because the BWR incorporates mesoscale vertical velocity (<inline-formula><mml:math id="M54" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>), thereby directly capturing the ascending motion physically coupled with precipitation. Bearing this distinction in mind, their diagnostic performance was evaluated using the spatial distribution of the Pearson correlation coefficient (<inline-formula><mml:math id="M55" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula>) between the indices and three precipitation products (ERA5, PISCO, RAIN4PE) for the 1981–2015 period.</p>
      <p id="d2e1039">Given that the evaluated indices and precipitation products possess disparate physical dimensions and scales, all time series were converted to standardized anomalies strictly for the generation of scatterplots and temporal series to ensure comparable variance visualization. Finally, to evaluate performance specifically over the coastal subdomain, indices and precipitation were averaged over land pixels within the subdomain defined (Fig. <xref ref-type="fig" rid="F2"/>b). Scatterplots and time series were analyzed to identify regimes where the BWR offers advantages or limitations compared to purely thermodynamic or precipitation-based indices.</p>
</sec>
<sec id="Ch1.S3.SS3.SSS3">
  <label>3.3.3</label><title>Analysis of extremes, signal persistence, and predictive capability</title>
      <p id="d2e1052">Standard correlation metrics often underestimate performance during extreme events. Therefore, the Upper Tail Dependence Coefficient (<inline-formula><mml:math id="M56" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">λ</mml:mi><mml:mi mathvariant="normal">U</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) was calculated using empirical copulas <xref ref-type="bibr" rid="bib1.bibx39" id="paren.54"/>. Following the methodology of <xref ref-type="bibr" rid="bib1.bibx43" id="text.55"/>, <inline-formula><mml:math id="M57" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">λ</mml:mi><mml:mi mathvariant="normal">U</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> was calculated across varying quantile thresholds to assess asymptotic dependence without imposing parametric assumptions. This approach allows for the evaluation of the robustness of the BWR during extreme hydroclimatic anomalies (e.g., strong coastal El Niño years).</p>
      <p id="d2e1083">Furthermore, to evaluate the diagnostic memory and signal persistence of the index compared to its individual components, autocorrelation functions were computed. To maintain strict spatial consistency across the validation framework, the monthly standardized anomalies of the atmospheric predictors (BWR, <inline-formula><mml:math id="M58" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mn mathvariant="normal">500</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M59" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>T</mml:mi><mml:mrow><mml:mn mathvariant="normal">700</mml:mn><mml:mo>-</mml:mo><mml:mn mathvariant="normal">400</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>) were averaged over the entire coastal subdomain, whereas precipitation anomalies were strictly averaged over the land pixels.</p>
      <p id="d2e1115">Finally, while the application of the BWR to historical reanalysis data serves strictly as an explanatory diagnostic proxy, its true prognostic utility was evaluated to establish its predictive capability. The BWR was computed using predicted meteorological fields from the ECMWF SEAS5 model for its operational period (2017–2025). The predictive skill of these predicted BWR anomalies, quantified via Pearson correlation against PISCO anomalies, was then compared directly against the skill of the SEAS5 model's native precipitation predictions. This framework tests whether predicting the mesoscale atmospheric response (BWR) systematically outperforms the model's internal precipitation parameterization schemes for early warning applications.</p>
</sec>
</sec>
</sec>
<sec id="Ch1.S4">
  <label>4</label><title>Results</title>
<sec id="Ch1.S4.SS1">
  <label>4.1</label><title>BWR Performance and diagnostic skill</title>
      <p id="d2e1135">To quantify the skill of the BWR relative to established indices, the spatial distribution of the Pearson correlation coefficient (<inline-formula><mml:math id="M60" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula>) was analyzed (Fig. <xref ref-type="fig" rid="F4a"/>). A clear spatial divergence emerges: while CAPE, GDI, and the BWR all exhibit positive correlations over the NWSA, the BWR and CAPE display stronger correlations than the GDI in the coastal subdomain (Fig. <xref ref-type="fig" rid="F2"/>b). However, their performance diverges significantly over the Amazon basin and eastern Andes. In these continental regions, the GDI maintains slightly higher positive correlations than the BWR, whereas CAPE collapses, exhibiting non-significant or significantly negative correlations.</p>
      <p id="d2e1149">This divergence reflects the fundamental physical differences in how each index interacts with varying convective regimes. Along the dynamically limited coastal region, deep convection is a rare, binary process governed by large-scale subsidence. When this dynamic suppression relaxes and coincides with local surface warming, the boundary layer rapidly destabilizes <xref ref-type="bibr" rid="bib1.bibx58" id="paren.56"/>. Because coastal precipitation is strictly governed by this synchronized activation of surface instability and dynamic lifting, the BWR and CAPE capture the convective variance more accurately than the GDI, whose heavy reliance on mid-tropospheric moisture makes it slightly less sensitive to the boundary-layer triggers of this specific regime.</p>
      <p id="d2e1155">Conversely, the Amazon basin and eastern Andes constitute a thermodynamically abundant regime governed by Mesoscale Convective Systems (MCS), orographic lifting, and intense local moisture recycling <xref ref-type="bibr" rid="bib1.bibx44" id="paren.57"/>. Here, CAPE systematically fails because it evaluates raw potential energy. As demonstrated by <xref ref-type="bibr" rid="bib1.bibx19" id="text.58"/>, maximum instability occurs during the spring transition, when intense surface heating generates high CAPE, but convection is suppressed by Convective Inhibition (CIN). During the peak wet season, extensive cloud shading and convective consumption actively destroy this instability despite high precipitation volumes <xref ref-type="bibr" rid="bib1.bibx11" id="paren.59"/>. This out-of-phase relationship generates the negative correlations for CAPE at the monthly timescale. In contrast, the GDI and BWR remain positively correlated because they do not rely solely on raw buoyancy. The GDI incorporates mid-tropospheric moisture, which remains persistently high during the rainy season, giving it a slight diagnostic advantage over the continent. While the BWR is rescued from the thermodynamic phase-shift by its vertical velocity (<inline-formula><mml:math id="M61" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>) component, its correlation is slightly weaker than the GDI over the eastern Andes. This physically occurs because the macro-scale <inline-formula><mml:math id="M62" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> cannot fully resolve the fine-scale orographic lifting or the localized MCS dynamics that dominate Andean precipitation, whereas the GDI's moisture fields provide a more continuous spatial proxy in complex terrain.</p>

      <fig id="F4a" specific-use="star"><label>Figure 4</label><caption><p id="d2e1184"> </p></caption>
          <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f04-part01.png"/>

        </fig>

      <fig id="F4b" specific-use="star"><label>Figure 4</label><caption><p id="d2e1195">Pearson correlation (<inline-formula><mml:math id="M63" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula>) maps at the 95 % confidence level between monthly anomalies of convective indices (rows) and precipitation datasets (columns) for the 1981–2015 common period. The indices (rows) are <bold>(a–c)</bold> CAPE, <bold>(d–f)</bold> BWR, <bold>(g–i)</bold> GDI, <bold>(h–l)</bold> Ia, and <bold>(m–o)</bold> Id. The precipitation datasets (columns) are <bold>(a, d, g)</bold> ERA5, <bold>(b, e, h)</bold> PISCO, and <bold>(c, f, i)</bold> RAIN4PE. Shading is shown only for significant correlations (<inline-formula><mml:math id="M64" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula>-value <inline-formula><mml:math id="M65" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.05</mml:mn></mml:mrow></mml:math></inline-formula>). Red (blue) indicates positive (negative) <inline-formula><mml:math id="M66" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula> values. Gray points highlight strong correlations (<inline-formula><mml:math id="M67" display="inline"><mml:mrow><mml:mi>R</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0.7</mml:mn></mml:mrow></mml:math></inline-formula>). Anomalies were calculated taking the 1981–2015 median as climatology.</p></caption>
          <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f04-part02.png"/>

        </fig>

      <p id="d2e1273">Focusing on the critical coastal subdomain (Fig. <xref ref-type="fig" rid="F2"/>b), the standardized scatterplots (Fig. <xref ref-type="fig" rid="F5"/>) reveal that the BWR achieves the highest linear association and lowest dispersion among all evaluated indices. Unlike <inline-formula><mml:math id="M68" display="inline"><mml:mrow><mml:msub><mml:mi>I</mml:mi><mml:mi mathvariant="normal">a</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M69" display="inline"><mml:mrow><mml:msub><mml:mi>I</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, which show little relation to the intensity of anomalies, the BWR scales proportionally with precipitation magnitude. While the BWR calculation requires surface dew point temperature (<inline-formula><mml:math id="M70" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>), which is tightly constrained by local oceanic boundary conditions (e.g., Niño <inline-formula><mml:math id="M71" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> SST), the GDI fundamentally requires mid-tropospheric humidity <xref ref-type="bibr" rid="bib1.bibx20" id="paren.60"/>. This distinction is critical because free-tropospheric moisture is highly sensitive to sub-grid convective parameterization schemes and remote advection, leading to substantial inter-model spread and systematic biases in climate models <xref ref-type="bibr" rid="bib1.bibx30 bib1.bibx23" id="paren.61"/>. Unlike surface and boundary-layer variables, whose variance is physically anchored by local SSTs via the Clausius-Clapeyron relationship <xref ref-type="bibr" rid="bib1.bibx30" id="paren.62"/>, mid-level humidity in climate models inherits significant uncertainty. Consequently, metrics dependent on free-tropospheric moisture could inherit more uncertainty for climate monitoring compared to surface-constrained proxies.</p>

      <fig id="F5" specific-use="star"><label>Figure 5</label><caption><p id="d2e1337">Scatterplots between convective indices and precipitation datasets over the NWSA adjacent to Niño <inline-formula><mml:math id="M72" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>. Scatterplots comparing monthly standardized anomalies of CAPE <bold>(a–c)</bold>, BWR <bold>(d–f)</bold>, GDI <bold>(g-i)</bold>, <bold>(h–l)</bold> Ia, and <bold>(m–o)</bold> Id against standardized precipitation anomalies from ERA5 (left column), PISCO (middle column), and RAIN4PE (right column). All data are spatially averaged over the NWSA adjacent to Niño <inline-formula><mml:math id="M73" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>. The Pearson correlation coefficient (<inline-formula><mml:math id="M74" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula>) and the significance at the 95 % confidence level (<inline-formula><mml:math id="M75" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula>-value <inline-formula><mml:math id="M76" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.05</mml:mn></mml:mrow></mml:math></inline-formula>) are shown in each panel. The diagonal dashed line is the identity function.</p></caption>
          <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f05.png"/>

        </fig>

      <p id="d2e1410">The temporal evolution of the indices (Fig. <xref ref-type="fig" rid="F6"/>) highlights specific strengths. The BWR outperformed other indices in capturing the magnitude of the extreme 1983 and 1998 El Niño events. For the 1998 event, the index aligned closely with precipitation observations, helping to resolve discrepancies between PISCO and RAIN4PE products. In the recent 2023 Coastal El Niño, all indices and ERA5 precipitation peaked in March–April; however, the PISCO product exhibited a sudden and physically unexplained decline in April. To validate the positive anomalies diagnosed by the BWR and ERA5 during this period, independent official climatological reports were consulted. Specifically, the National Meteorological and Hydrological Service of Peru <xref ref-type="bibr" rid="bib1.bibx52" id="paren.63"/> and the Ministry of Agriculture and Livestock of Ecuador <xref ref-type="bibr" rid="bib1.bibx35" id="paren.64"/> documented significant positive rainfall anomalies along the northern Peruvian and southern Ecuadorian coasts during April 2023. Furthermore, during the 2024 dry event, PISCO showed a contradictory positive anomaly peak in April, whereas BWR, CAPE, and ERA5 precipitation consistently indicated negative anomalies according with observational monthly reports <xref ref-type="bibr" rid="bib1.bibx53 bib1.bibx17" id="paren.65"/>. This independent observational consensus supports the physical consistency of the BWR, highlighting its value as a robust diagnostic tool.</p>

      <fig id="F6" specific-use="star"><label>Figure 6</label><caption><p id="d2e1427">Time series of monthly standardized anomalies of convective indices, such as CAPE (gray), BWR (magenta), and GDI (dashed red), and standardized precipitation from ERA5 (blue), PISCO (orange), and RAIN4PE (green). All data are spatially averaged over the coastal subdomain (Fig. <xref ref-type="fig" rid="F2"/>b) for the period 1981–2025. The RAIN4PE dataset is only available for 1981–2015. Anomalies were calculated taking the 1981–2015 median as climatology. Circle markers indicate February and March of every year. The vertical gray shadings show the four most extreme events: 1983, 1998, 2017 and 2023.</p></caption>
          <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f06.png"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS2">
  <label>4.2</label><title>Causal discovery of precipitation in the NWSA</title>
      <p id="d2e1446">Figure <xref ref-type="fig" rid="F7"/>a presents the reference causal network, constrained by the physical link assumptions described in Sect. <xref ref-type="sec" rid="Ch1.S3.SS3.SSS1"/>. Although the causal directionality was a priori imposed to break the simultaneous circularity, the algorithm quantified the strength of these conditional dependencies. Such as, the SST over Niño <inline-formula><mml:math id="M77" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> and the mesoscale vertical velocity (<inline-formula><mml:math id="M78" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mn mathvariant="normal">500</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) exert a strong control over atmospheric instability (<inline-formula><mml:math id="M79" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>T</mml:mi><mml:mrow><mml:mn mathvariant="normal">700</mml:mn><mml:mo>-</mml:mo><mml:mn mathvariant="normal">400</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>) [MCI: 0.73] and precipitation [MCI: 0.61], respectively.</p>
      <p id="d2e1496">Building upon this reference, the second causal network (Fig. <xref ref-type="fig" rid="F7"/>b) illustrates the system after the introduction of the BWR index. The resulting causal network confirms the preservation of the mesoscale thermodynamic and dynamic signals governing precipitation. Most importantly, the BWR index maintains a direct, robust causal link to precipitation [MCI: 0.60, with a confidence of 95.9 %] that exceeds the local evaporation signal [MCI: 0.25, with a confidence of 81.1 %]. This indicates that although local evaporation provides the necessary moisture for initial cloud formation, mid-level moisture advection plays a critical role in maintaining deep convection, and even helping to form the secondary band of the ITCZ <xref ref-type="bibr" rid="bib1.bibx2 bib1.bibx47" id="paren.66"/>, by mitigating the drying effect of environmental air entrainment and slowing down cloud evaporation <xref ref-type="bibr" rid="bib1.bibx54 bib1.bibx37" id="paren.67"/>. Consequently, this validates the BWR formulation as a coherent physical integrator that couples the dominant dynamic with the thermodynamic, preserving the causal route to precipitation with significant strength [MCI: 0.60], even when the individual variables are algorithmically abstracted into the vertically integrated index (BWR).</p>

      <fig id="F7" specific-use="star"><label>Figure 7</label><caption><p id="d2e1509">Causal networks without BWR <bold>(a)</bold> and with BWR <bold>(b)</bold>. Red (blue) colors indicate direct (inverse) relationship. Darker (lighter) colors represent stronger (weaker) causal links. Arrows indicate the causal directions. Labels in middle of arrows indicate MCI (causal strength) values and their confidence of the 3000 bootstrap samples. All variables were averaged over the coastal subdomain (Fig. <xref ref-type="fig" rid="F2"/>b), except precipitation, which was averaged only continentally, and SST, which was averaged over Niño <inline-formula><mml:math id="M80" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> region. <inline-formula><mml:math id="M81" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mn mathvariant="normal">500</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M82" display="inline"><mml:mi>E</mml:mi></mml:math></inline-formula> values were inverted.</p></caption>
          <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f07.png"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS3">
  <label>4.3</label><title>Physical mechanisms during extreme hydroclimatic anomalies</title>
      <p id="d2e1565">To characterize the atmospheric conditions associated with extreme hydroclimatic anomalies, March precipitation anomalies were analyzed over the coastal subdomain (Fig. <xref ref-type="fig" rid="F8"/>). Based on the thresholds defined in Sect. <xref ref-type="sec" rid="Ch1.S3.SS1"/>, the rainiest (1983, 1993, 1998, 2002, 2017, 2022, 2023, and 2025) and driest (1982, 1985, 1988, 2003, 2011, and 2018) events were identified. As established in previous studies, these extreme precipitation responses are fundamentally governed by coastal El Niño and La Niña events, evidenced by SST anomalies in the Niño <inline-formula><mml:math id="M83" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> region <xref ref-type="bibr" rid="bib1.bibx58 bib1.bibx61 bib1.bibx42" id="paren.68"/> (Fig. <xref ref-type="fig" rid="FA2"/>). Within this set, the 1998 and 2017 events are of particular interest as they encompass distinct oceanic dynamics driving similar precipitation extremes: while 1998 represents a canonical basin-wide extreme El Niño <xref ref-type="bibr" rid="bib1.bibx58" id="paren.69"/>, 2017 manifested as a highly localized extreme coastal El Niño, characterized by intense warming strictly confined to the far-eastern Pacific despite weak La Niña conditions in the central basin <xref ref-type="bibr" rid="bib1.bibx61 bib1.bibx42" id="paren.70"/>. Additionally, the 2016 event was included as a contrasting case study because, despite prevailing strong global El Niño conditions, it lacked an extreme hydroclimatic response along the coast compared to the 1983 or 1998 events <xref ref-type="bibr" rid="bib1.bibx40 bib1.bibx51" id="paren.71"/>. This deviation underscores the notable influence that internal atmospheric variability can exert in altering regional teleconnections during distinct El Niño flavors <xref ref-type="bibr" rid="bib1.bibx27" id="paren.72"/>.</p>

      <fig id="F8" specific-use="star"><label>Figure 8</label><caption><p id="d2e1604">Monthly precipitation anomaly time series in March from PISCO, taking the 1981–2025 mean as climatology, averaged over the coastal subdomain. Precipitation above the 95th percentile and below the 5th percentile are considered as extreme hydroclimatic events.</p></caption>
          <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f08.png"/>

        </fig>

<sec id="Ch1.S4.SS3.SSS1">
  <label>4.3.1</label><title>Cross-section analysis in the coastal subdomain</title>
      <p id="d2e1620">During the 1998 and 2017 events, anomalous onshore westerly winds – driven by enhanced sea-breeze circulations – prevailed in the lower troposphere (Fig. <xref ref-type="fig" rid="F10"/>f, k) <xref ref-type="bibr" rid="bib1.bibx58 bib1.bibx48" id="paren.73"/>. The collision of this flow against the western Andean slope near 80° W generated strong surface convergence. Consistent with the convergence feedback <xref ref-type="bibr" rid="bib1.bibx4" id="paren.74"/>, this near-surface forcing sustained a deep vertical ascent core extending from the surface up to 300 hPa. Finally, this convective column was ventilated in the upper troposphere (<inline-formula><mml:math id="M84" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">200</mml:mn></mml:mrow></mml:math></inline-formula> hPa) by easterly winds that induced strong divergence, completing the vertical circulation.</p>
      <p id="d2e1641">Concurrently with the onshore westerlies, the alongshore circulation exhibited a collapse of the climatological southerly winds <xref ref-type="bibr" rid="bib1.bibx58" id="paren.75"/>. This relaxation permitted the intrusion of anomalous low-level northerly winds (Fig. <xref ref-type="fig" rid="F10"/>f, k), consistent with the coastal dynamics described by <xref ref-type="bibr" rid="bib1.bibx13" id="text.76"/> and <xref ref-type="bibr" rid="bib1.bibx41" id="text.77"/>. Rather than a passive feature, these northerly flows acted as the primary driver for the coastal Bjerknes feedback <xref ref-type="bibr" rid="bib1.bibx41" id="paren.78"/> and the subsequent activation of the ITCZ southern branch <xref ref-type="bibr" rid="bib1.bibx60" id="paren.79"/>. Kinematically, this activation was captured as a robust convergence zone strictly confined between 6 and 3° S, which matches the established latitudinal limits of the active southern ITCZ band <xref ref-type="bibr" rid="bib1.bibx26" id="paren.80"/>. Finally, to balance this massive low-level mass convergence, the upper troposphere (200–100 hPa) responded with strong meridional divergence, effectively evacuating the ascending air northward and southward away from the convective core.</p>
      <p id="d2e1665">In contrast, the 2016 event showed a vertical descent core directly over the peak of the Andes (Fig. <xref ref-type="fig" rid="F9"/>j). This subsidence was mechanically forced by upper-tropospheric convergence (<inline-formula><mml:math id="M85" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">300</mml:mn></mml:mrow></mml:math></inline-formula> hPa) induced by anomalous westerly winds – a teleconnection strictly consistent with the Central Pacific El Niño pattern identified by <xref ref-type="bibr" rid="bib1.bibx56" id="text.81"/> – coupled with mid-level convergence (700–500 hPa) driven by easterly winds. This severe mid-level subsidence capped the atmospheric instability, keeping the region under stable, dry air as the descending branch of the Walker circulation failed to shift sufficiently eastward <xref ref-type="bibr" rid="bib1.bibx40" id="paren.82"/>. As a consequence of this mid-level subsidence, the low-level convergence was neutralized, which can be identified as the absence of both northerly winds (Fig. <xref ref-type="fig" rid="F9"/>j) and westerly sea-breeze (Fig. <xref ref-type="fig" rid="F10"/>j), driving the severe moisture deficit and downward motion characteristic of this out-of-phase event <xref ref-type="bibr" rid="bib1.bibx51" id="paren.83"/>.</p>
      <p id="d2e1694">To explicitly quantify how the dynamic constraints modulate the local thermodynamic potential, we examine the vertical profiles of <inline-formula><mml:math id="M86" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M87" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>, and their product <inline-formula><mml:math id="M88" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="italic">ω</mml:mi><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula> at the convective core boundary (79.75° W, 5° S; red star in Fig. <xref ref-type="fig" rid="F10"/>f). Consistent with the deep convergence described previously, the extreme wet events of 1998 and 2017 exhibit a fully coupled atmospheric column. In these cases, atmospheric instability (<inline-formula><mml:math id="M89" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>) remains robust from 600 to 200 hPa and perfectly synchronizes with the maximum dynamic ascent (<inline-formula><mml:math id="M90" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="italic">ω</mml:mi></mml:mrow></mml:math></inline-formula>), yielding peak <inline-formula><mml:math id="M91" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="italic">ω</mml:mi><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula> values between 500 and 400 hPa (Fig. <xref ref-type="fig" rid="F11"/>f, k). Conversely, the 2016 profile captures the exact top-down suppression identified in the cross-sections. Although substantial instability (<inline-formula><mml:math id="M92" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>) and localized ascent exist aloft (400–200 hPa), a severe layer of subsidence (<inline-formula><mml:math id="M93" display="inline"><mml:mrow><mml:mi mathvariant="italic">ω</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>) centered at 600 hPa physically severs the column, neutralizing the surface-to-upper-level connection and preventing deep convection (Fig. <xref ref-type="fig" rid="F11"/>j). Furthermore, the driest events are systematically characterized by intense mid-level subsidence around 600 hPa. This persistent suppression is driven by the descending regional branch of the Walker Circulation <xref ref-type="bibr" rid="bib1.bibx55" id="paren.84"/> and the stabilizing effect of negative SST anomalies (Fig. <xref ref-type="fig" rid="FA2"/>), which strengthen the coastal inversion <xref ref-type="bibr" rid="bib1.bibx49" id="paren.85"/>. Ultimately, these vertical profiles confirm that while warm SSTs provide the necessary thermodynamic potential <xref ref-type="bibr" rid="bib1.bibx60" id="paren.86"/>, the convective outcome is strictly dictated by the mid-level dynamic response <xref ref-type="bibr" rid="bib1.bibx41" id="paren.87"/>. Crucially, even without local oceanic cooling, teleconnected subsidence forced by Central Pacific warming can impose identical drying effects by capping the atmospheric column <xref ref-type="bibr" rid="bib1.bibx56 bib1.bibx40" id="paren.88"/>.</p>
      <p id="d2e1810">As demonstrated by the contrasting outcomes of the 1998, 2017, and 2016 events, monitoring surface warming and low-level kinematics is insufficient to diagnose precipitation in dynamically limited regions like the NWSA. The mid-level dynamic environment (<inline-formula><mml:math id="M94" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>) ultimately dictates the convective response, either authorizing deep ascent or neutralizing the atmospheric column through subsidence. While this three-dimensional physical dependency is already recognized in the literature, routinely evaluating it requires complex, multi-level cross-sectional analysis. This highlights the practical need for a unified metric that explicitly couples the local thermodynamic potential with the mesoscale dynamic constraint. Consequently, the vertically integrated positive area of this product defines the BWR (Fig. <xref ref-type="fig" rid="F11"/>), which acts as an explanatory proxy that could be useful for simplified monitoring and diagnosis, e.g. for using in a similar way as a stream-function (although not similar in its mathematical nature), condensing the complex 3D convective state into a rapidly interpretable 2D field.</p>

      <fig id="F9" specific-use="star"><label>Figure 9</label><caption><p id="d2e1824">Latitudinal cross-section of the resultant vector between the anomalies of <inline-formula><mml:math id="M95" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> and meridional wind at 80° W, spanning from 12° S to 2° N, for the extreme hydroclimatic anomalies identified in Sect. <xref ref-type="sec" rid="Ch1.S4"/>. The blue (red) shaded colors indicate negative (positive) values of <inline-formula><mml:math id="M96" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>. The <inline-formula><mml:math id="M97" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> vector was multiplied by <inline-formula><mml:math id="M98" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula> to increase its scale and to get upward (downward) arrows with the air ascent (descent). Anomalies were calculated taking the 1981–2025 median as climatology.</p></caption>
            <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f09.png"/>

          </fig>

      <fig id="F10" specific-use="star"><label>Figure 10</label><caption><p id="d2e1868">Longitudinal cross-section of the resultant vector between the anomalies of <inline-formula><mml:math id="M99" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> and zonal wind at 5° S, spanning from 90 to 78° W, for the extreme hydroclimatic anomalies identified in Sect. <xref ref-type="sec" rid="Ch1.S4"/>. The blue (red) shaded colors indicate negative (positive) values of <inline-formula><mml:math id="M100" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>. The <inline-formula><mml:math id="M101" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> vector was multiplied by <inline-formula><mml:math id="M102" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula> to increase its scale and to get upward (downward) arrows with the air ascent (descent). Anomalies were calculated taking the 1981–2025 median as climatology. Red star represents the longitude of the boundary between the ascent core and the descent core of the 1998 event.</p></caption>
            <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f10.png"/>

          </fig>

      <fig id="F11" specific-use="star"><label>Figure 11</label><caption><p id="d2e1912">Profiles of <inline-formula><mml:math id="M103" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula> (red), <inline-formula><mml:math id="M104" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> (blue) and <inline-formula><mml:math id="M105" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="italic">ω</mml:mi><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula> (green) at (79.75° W, 5° S) for the extreme hydroclimatic anomalies identified in Sect. <xref ref-type="sec" rid="Ch1.S4"/>. The <inline-formula><mml:math id="M106" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> was multiplied by 10 to increase its scale. The horizontal dotted line shows the equivalent altitude of that point in pressure units. All variables share the same horizontal numerical axis.</p></caption>
            <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f11.png"/>

          </fig>

</sec>
<sec id="Ch1.S4.SS3.SSS2">
  <label>4.3.2</label><title>BWR anomaly analysis</title>
      <p id="d2e1970">Building upon the vertical diagnoses from Sect. <xref ref-type="sec" rid="Ch1.S4.SS3.SSS1"/>, the spatial distribution of the BWR anomalies (Fig. <xref ref-type="fig" rid="F12"/>) maps the explicitly realized atmospheric response. As established in tropical dynamics <xref ref-type="bibr" rid="bib1.bibx10 bib1.bibx15" id="paren.89"/>, large-scale vertical ascent (<inline-formula><mml:math id="M107" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>) and precipitation are inextricably coupled; diabatic heating from deep convection is fundamentally balanced by the adiabatic cooling induced by large-scale vertical motion. However, there is a critical physical distinction: while precipitation represents the localized thermodynamic output, <inline-formula><mml:math id="M108" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> represents the divergent circulation required to advectively export column-integrated moist static energy, dynamically maintaining the convective system <xref ref-type="bibr" rid="bib1.bibx38" id="paren.90"/>. Consequently, by mathematically incorporating <inline-formula><mml:math id="M109" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>, the BWR is not a redundant empirical metric of precipitation, but an explicit physical quantification of the three-dimensional convective engine. In dynamically limited regions like the NWSA, where atmospheric instability (<inline-formula><mml:math id="M110" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>) is a necessary but insufficient condition for deep convection <xref ref-type="bibr" rid="bib1.bibx63" id="paren.91"/>, this formulation is crucial. It physically discriminates actively coupled convective environments from those that are thermodynamically unstable but dynamically suppressed <xref ref-type="bibr" rid="bib1.bibx32 bib1.bibx8 bib1.bibx11" id="paren.92"/>. During the extreme wet events positive BWR anomalies dominated the coastal domain (Fig. <xref ref-type="fig" rid="F12"/>b, e, f, g, k, m, n, o), being stronger in the 1998 and 2017 events, confirming the effective conversion of potential energy into kinetic energy. Conversely, the extreme dry events are characterized by widespread negative BWR anomalies (Fig. <xref ref-type="fig" rid="F12"/>a, c, d, h, i, l).</p>
      <p id="d2e2026">The practical necessity of differentiating the localized thermodynamic output (precipitation) from the mesoscale mechanism of energy conversion (captured by the BWR) is empirically demonstrated by the 2016 event (Fig. <xref ref-type="fig" rid="F12"/>j). During this strong Central Pacific El Niño, intense surface warming generated a high thermodynamic potential (<inline-formula><mml:math id="M111" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>), warning an extreme hydroclimatic event. However, the observed precipitation anomaly was near zero. While analyzing precipitation merely quantifies this lack of localized response (the effect), the BWR physically diagnoses the cause of the failure. Consistent with the vertical profiles from Sect. <xref ref-type="sec" rid="Ch1.S4.SS3.SSS1"/>, the index yielded neutral to negative anomalies because it mathematically captured the structural decoupling of the atmospheric column: the atmospheric instability was neutralized by the mid-level subsidence (<inline-formula><mml:math id="M112" display="inline"><mml:mrow><mml:mi mathvariant="italic">ω</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>) imposed by the displaced Walker Circulation <xref ref-type="bibr" rid="bib1.bibx40" id="paren.93"/>. Because atmospheric instability is a necessary but insufficient condition for deep convection <xref ref-type="bibr" rid="bib1.bibx63" id="paren.94"/>, the BWR successfully filtered out this false positive. By explicitly diagnosing the dynamically suppressed environment, the BWR proves to be a more comprehensive diagnostic proxy for regional convection than isolated thermodynamic fields or precipitation outputs. Furthermore, for a more comprehensive diagnosis, it would be useful to overlay the divergent component of the wind or mid-level wind streamlines over the BWR anomaly maps, as this would explicitly visualize the 3D coupling between the vertical convective engine captured by the index and the mesoscale horizontal circulation.</p>

      <fig id="F12" specific-use="star"><label>Figure 12</label><caption><p id="d2e2068">BWR anomaly, taking the 1981–2025 median as climatology, for the extreme hydroclimatic events identified in Sect. <xref ref-type="sec" rid="Ch1.S4"/>. The blue (red) shaded colors indicate negative (positive) anomalies of BWR.</p></caption>
            <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f12.jpg"/>

          </fig>

</sec>
</sec>
<sec id="Ch1.S4.SS4">
  <label>4.4</label><title>Validation of extremes and signal persistence</title>
      <p id="d2e2088">To rigorously evaluate the robustness of the BWR during critical hydroclimatic phases, an Upper Tail Dependence (<inline-formula><mml:math id="M113" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">λ</mml:mi><mml:mi mathvariant="normal">U</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) analysis was conducted using empirical copulas. This approach quantifies the conditional probability that precipitation exceeds a high quantile given that the predictor index also exceeds the same quantile, providing a measure of asymptotic dependence essential for risk assessment. The copula space visualization (Fig. <xref ref-type="fig" rid="F13"/>, left) exhibits a cross-like structure. While the main diagonal confirms the primary physical coupling, the anti-diagonal reveals regime mismatches in moderate conditions (e.g., false positives). However, the <inline-formula><mml:math id="M114" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">λ</mml:mi><mml:mi mathvariant="normal">U</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> analysis (Fig. <xref ref-type="fig" rid="F13"/>, right) demonstrates that this noise fades in the extremes. The <inline-formula><mml:math id="M115" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">λ</mml:mi><mml:mi>U</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> coefficient increases for higher quantiles, peaking near 0.8 at the 97.5th percentile. This confirms strong asymptotic tail dependence: while the index may produce noise during moderate anomalies, it becomes a highly reliable diagnostic proxy specifically for the most extreme, potentially disastrous precipitation events.</p>

      <fig id="F13" specific-use="star"><label>Figure 13</label><caption><p id="d2e2130">Analysis of the extreme dependence structure between BWR index and precipitation anomalies in the NWSA adjacent to Niño <inline-formula><mml:math id="M116" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>. <bold>(a)</bold> Scatterplot of pseudo-observations (uniform ranks) in the empirical copula space. The dashed red lines indicate the 0.90 quantile threshold; points in the upper-right quadrant represent concurrent extreme events. <bold>(b)</bold> The empirical Upper Tail Dependence Coefficient (<inline-formula><mml:math id="M117" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">λ</mml:mi><mml:mi mathvariant="normal">U</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) as a function of the quantile threshold (<inline-formula><mml:math id="M118" display="inline"><mml:mi>u</mml:mi></mml:math></inline-formula>).</p></caption>
          <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f13.png"/>

        </fig>

      <p id="d2e2175">While large-scale dynamic ascent (<inline-formula><mml:math id="M119" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mn mathvariant="normal">500</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) alone might dictate instantaneous extremes, its utility for continuous monitoring is limited by its chaotic nature. This was assessed through a signal persistence analysis (Fig. <xref ref-type="fig" rid="F14"/>). A rapid decorrelation was observed for <inline-formula><mml:math id="M120" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mn mathvariant="normal">500</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> (blue line), which loses significant memory after short lags. In contrast, by integrating <inline-formula><mml:math id="M121" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>, the BWR (green line) mathematically inherits the thermal inertia of the oceanic boundary conditions. This integration effectively “anchors” the volatile dynamic signal to the slower-evolving thermodynamic state, yielding a predictability horizon significantly longer than that of pure <inline-formula><mml:math id="M122" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mn mathvariant="normal">500</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>. Thus, the BWR represents a physical trade-off: it sacrifices a marginal fraction of diagnostic precision at the extreme tail (compared to pure <inline-formula><mml:math id="M123" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>) to gain substantial signal stability and predictive capability, rendering it a highly practical tool for sub-seasonal to seasonal operative monitoring.</p>

      <fig id="F14"><label>Figure 14</label><caption><p id="d2e2234">Analysis of signal persistence for the physical components of the BWR index. The plot displays the autocorrelation function (ACF) for vertical velocity (<inline-formula><mml:math id="M124" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>, blue), parcel buoyancy 400–700 hPa average (<inline-formula><mml:math id="M125" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>, red), and the BWR index (green) up to a lag of 8 months. The gray shaded area indicates the 95 % confidence interval for a white noise process (<inline-formula><mml:math id="M126" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">1.96</mml:mn><mml:mo>/</mml:mo><mml:msqrt><mml:mi>N</mml:mi></mml:msqrt></mml:mrow></mml:math></inline-formula>).</p></caption>
          <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f14.png"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS5">
  <label>4.5</label><title>Predictive skill of the predicted BWR anomalies</title>
      <p id="d2e2284">During the peak of the rainy season (February–April), BWR anomaly predictions initialized in November and December exhibit a consistent improvement in predictive skill (<inline-formula><mml:math id="M127" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>R</mml:mi><mml:mo>≈</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M128" display="inline"><mml:mn mathvariant="normal">0.2</mml:mn></mml:math></inline-formula>) compared with precipitation anomalies predicted by the ECMWF SEAS5 model (Fig. <xref ref-type="fig" rid="F15"/>). Predicting precipitation anomalies in the NWSA during this critical hydroclimatic period is inherently complex due to the interaction between large-scale moisture convergence and the steep Andean topography <xref ref-type="bibr" rid="bib1.bibx21 bib1.bibx62" id="paren.95"/>. Climate models often exhibit significant biases in these dynamically limited regimes because they rely on sub-grid convective parameterizations to generate local precipitation <xref ref-type="bibr" rid="bib1.bibx28 bib1.bibx18" id="paren.96"/>. By substituting direct precipitation outputs with the BWR, the diagnosis circumvents these microphysical uncertainties. Instead, the BWR leverages the explicitly resolved large-scale vertical dynamics (<inline-formula><mml:math id="M129" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>) and thermodynamics (<inline-formula><mml:math id="M130" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>), which are governed by primitive equations and simulated with substantially greater fidelity by models <xref ref-type="bibr" rid="bib1.bibx30 bib1.bibx16" id="paren.97"/>.</p>
      <p id="d2e2337">Furthermore, the BWR demonstrates a significant advantage for extended-lead predictions initialized in May, targeting the austral spring (October–November). At these 5- to 6-month lead times, the BWR anomalies yield marked correlation improvements (<inline-formula><mml:math id="M131" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>R</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0.3</mml:mn></mml:mrow></mml:math></inline-formula>). This indicates that the BWR effectively retains predictive skill across the boreal spring predictability barrier. Because the BWR integrates the mesoscale atmospheric energetic conversion rather than relying on parameterized local rainfall, it provides a more robust and persistent proxy for the atmospheric state, confirming its operational utility for sub-seasonal to seasonal forecasting.</p>

      <fig id="F15"><label>Figure 15</label><caption><p id="d2e2356">Predictive skill of BWR anomalies predicted up to a lead of 6 months. Shaded colors in red (blue) and contours with <inline-formula><mml:math id="M132" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>R</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M133" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>R</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>) represent better (worse) BWR predictive skill compared to the precipitation anomalies predicted by the SEAS5 model for the 2017–2025 operational period, using the PISCO dataset as the observational reference. The <inline-formula><mml:math id="M134" display="inline"><mml:mi>Y</mml:mi></mml:math></inline-formula>-axis represents the initial condition of the prediction.</p></caption>
          <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f15.png"/>

        </fig>

</sec>
</sec>
<sec id="Ch1.S5">
  <label>5</label><title>Discussion</title>
<sec id="Ch1.S5.SS1">
  <label>5.1</label><title>The Dynamic vs. Thermodynamic Control of Precipitation</title>
      <p id="d2e2417">The causal networks evaluated in Sect. <xref ref-type="sec" rid="Ch1.S4.SS2"/> empirically support the physical hierarchy preserved by the BWR index, whose causal route to precipitation significantly dominates over other variables. This dominance is explained by the background dynamics of the region: although it is well established that local SST must exceed a specific threshold to trigger atmospheric instability <xref ref-type="bibr" rid="bib1.bibx64 bib1.bibx58 bib1.bibx29" id="paren.98"/>, in dynamically limited environments such as the coastal subdomain, this atmospheric instability (<inline-formula><mml:math id="M135" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>) is a necessary but insufficient condition for deep convection <xref ref-type="bibr" rid="bib1.bibx63" id="paren.99"/>. Once the thermodynamic threshold is surpassed, control shifts predominantly to the mesoscale vertical velocity (<inline-formula><mml:math id="M136" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>) <xref ref-type="bibr" rid="bib1.bibx32 bib1.bibx8" id="paren.100"/>. Specifically, convection requires a mechanical trigger, such as the localized vertical ascent generated by the sea breeze colliding against the western Andean slope <xref ref-type="bibr" rid="bib1.bibx58 bib1.bibx48" id="paren.101"/>. This forced ascent lifts the air parcel to its Level of Free Convection (LFC), initiating latent heat release. Consequently, mid-level <inline-formula><mml:math id="M137" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> emerges to balance this diabatic heating through adiabatic cooling <xref ref-type="bibr" rid="bib1.bibx54" id="paren.102"/>, which, dictated by mass continuity, stimulates further low-level horizontal convergence, generating a circular causality known as convergence feedback <xref ref-type="bibr" rid="bib1.bibx4" id="paren.103"/>. By mathematically abstracting this dynamic mechanism, the BWR acts as a coherent physical integrator that successfully couples vertical velocity with atmospheric instability without losing the causal route to precipitation.</p>
      <p id="d2e2465">The BWR index mathematically abstracts this exact dynamic mechanism to operate in the dynamically limited environment of the coastal subdomain through the product of <inline-formula><mml:math id="M138" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="italic">ω</mml:mi></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M139" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>. This mathematical formulation acts as a physical constraint: the bidirectional feedback is only quantitatively realized when dynamic ascent (<inline-formula><mml:math id="M140" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="italic">ω</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>) coincides with thermodynamic instability (<inline-formula><mml:math id="M141" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>). If the atmospheric column remains mechanically suppressed by the background subsidence (<inline-formula><mml:math id="M142" display="inline"><mml:mrow><mml:mi mathvariant="italic">ω</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>), the index zeroes out values, explicitly capturing the inability of local buoyancy to autonomously initiate the convective feedback loop.</p>
      <p id="d2e2528">The interaction between this thermodynamic potential and its dynamic realization fully explains the divergent regional responses observed during different El Niño flavors. While SST controls atmospheric instability, while SST gradients drive low-level horizontal convergence <xref ref-type="bibr" rid="bib1.bibx33 bib1.bibx32 bib1.bibx8" id="paren.104"/>. However, there are situations characterized by spatial and extensively homogeneous high SST values across the Pacific but with low SST gradients. This configuration translates into weak or null local convergence, as absolute high SSTs alone cannot force deep convection without the vertical ascent provided by spatial gradients <xref ref-type="bibr" rid="bib1.bibx32 bib1.bibx51" id="paren.105"/> (e.g., the 2015–2016 El Niño). Conversely, asymmetric or high SSTs confined over smaller areas, such as the Niño <inline-formula><mml:math id="M143" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> region (e.g., the 2017 and 2023 coastal El Niño events), generate strong SST gradients <xref ref-type="bibr" rid="bib1.bibx8 bib1.bibx13 bib1.bibx2 bib1.bibx42" id="paren.106"/> that, initially, result in weak convergence, but when the convergence feedback is activated the convergence becomes stronger <xref ref-type="bibr" rid="bib1.bibx4" id="paren.107"/>, seamlessly converting thermodynamic potential into the extreme hydroclimatic anomalies physically diagnosed by the BWR.</p>
</sec>
<sec id="Ch1.S5.SS2">
  <label>5.2</label><title>Advantages of BWR as a physical diagnostic proxy</title>
      <p id="d2e2563">In dynamically limited environments like the NWSA coast, relying exclusively on thermodynamic indices yields high false-positive rates. As established by <xref ref-type="bibr" rid="bib1.bibx63" id="text.108"/>, thermodynamic instability (<inline-formula><mml:math id="M144" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>) is a necessary but insufficient condition for deep convection. When the regional Walker circulation imposes persistent subsidence, the atmospheric column remains mechanically suppressed despite intense surface warming. By mathematically coupling the thermodynamic potential with the vertical velocity (<inline-formula><mml:math id="M145" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>), the BWR acts as an explicit physical filter. It systematically zeroes out or yields negative values in thermodynamically unstable but dynamically suppressed environments, providing a selective diagnosis that purely thermodynamic predictors fail to capture <xref ref-type="bibr" rid="bib1.bibx11" id="paren.109"/>.</p>
      <p id="d2e2589">Furthermore, the BWR provides diagnostic capabilities that extend beyond observing precipitation anomalies. In atmospheric fluid dynamics, the conversion of available potential energy to kinetic energy requires the ascending of warm air and the descending of cold air. For the NWSA coast, this conversion mechanism has been specifically documented within the Lorenz energy cycle framework by <xref ref-type="bibr" rid="bib1.bibx2" id="text.110"/>. By computing the product of temperature anomalies (<inline-formula><mml:math id="M146" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>) and vertical ascent (<inline-formula><mml:math id="M147" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="italic">ω</mml:mi></mml:mrow></mml:math></inline-formula>), the BWR functions as a direct two-dimensional proxy for this three-dimensional energy conversion. Therefore, the BWR explicitly quantifies the intensity of the convective forcing engine, whereas precipitation merely records the subordinated thermodynamic output.</p>
      <p id="d2e2615">Further, while the mid-level vertical velocity (<inline-formula><mml:math id="M148" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>) ultimately dictates the convective outcome, its high-frequency variability and rapid decorrelation limit its utility as an isolated monitoring index. The NWSA coastal climate is strongly constrained by the SST, which evolves slowly due to the ocean's large heat capacity and acts as a boundary condition for deep convection <xref ref-type="bibr" rid="bib1.bibx58 bib1.bibx29" id="paren.111"/>. By integrating <inline-formula><mml:math id="M149" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>, the BWR mathematically inherits this oceanic thermal inertia. The resulting hybrid index retains the rigorous dynamic constraint of <inline-formula><mml:math id="M150" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> required to prevent false positives, while acquiring the temporal stability of the oceanic forcing, making it an optimal proxy for sub-seasonal operative monitoring.</p>
      <p id="d2e2645">Finally, beyond its diagnostic utility, the operational advantage of the BWR becomes evident when applied to climate models for seasonal predictions. In topographically complex regions like the NWSA, climate models systematically exhibit biases because they rely on sub-grid convective parameterizations to estimate localized precipitation <xref ref-type="bibr" rid="bib1.bibx21 bib1.bibx28 bib1.bibx62 bib1.bibx18" id="paren.112"/>. By substituting native precipitation outputs with the BWR, the forecast circumvents these microphysical uncertainties. The index evaluates the large-scale vertical dynamics (<inline-formula><mml:math id="M151" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>) and thermodynamics (<inline-formula><mml:math id="M152" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>), which are governed by primitive equations and explicitly resolved with higher accuracy by the models <xref ref-type="bibr" rid="bib1.bibx30 bib1.bibx16" id="paren.113"/>. Consequently, the BWR retains predictive skill at extended lead times and mitigates the forecast degradation caused by the boreal spring predictability barrier. By calculating the mesoscale atmospheric energy conversion rather than relying on parameterized rainfall, the BWR provides a physically robust proxy for operational predictions.</p>
</sec>
<sec id="Ch1.S5.SS3">
  <label>5.3</label><title>Physical limitations and interpretation of errors</title>
      <p id="d2e2679">It is acknowledged that the BWR, in its current formulation using vertical velocity (<inline-formula><mml:math id="M153" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> in Pa s<sup>−1</sup>), does not possess strict units of power density (W m<sup>−2</sup>). However, its mathematical formulation (<inline-formula><mml:math id="M156" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="italic">ω</mml:mi><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>) is directly proportional to the generation term of Kinetic Energy (KE) from Available Potential Energy (APE) in the Lorenz energy cycle <xref ref-type="bibr" rid="bib1.bibx34 bib1.bibx36" id="paren.114"/>. By capturing the upward motion of warm air and the downward motion of cold air <xref ref-type="bibr" rid="bib1.bibx2" id="paren.115"/>, the index functions as a kinematic quantification of the energy conversion rate within the atmospheric column.</p>
      <p id="d2e2734">Despite the robust performance of the BWR during extreme events, significant limitations exist in moderate convective regimes, as evidenced by the dispersion observed in the copula space (Sect. <xref ref-type="sec" rid="Ch1.S4.SS4"/>). These limitations stem directly from the index's simplified formulation. First, the BWR lacks an explicit humidity term. The index assumes that the product <inline-formula><mml:math id="M157" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="italic">ω</mml:mi><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula> leads to latent heat release (<inline-formula><mml:math id="M158" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula>), consistent with the tropical energy balance where <inline-formula><mml:math id="M159" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula> is primarily balanced by adiabatic cooling <xref ref-type="bibr" rid="bib1.bibx10" id="paren.116"/>. However, in cases of “dry ascent”, where strong dynamic lifting occurs in a moisture-starved environment, <inline-formula><mml:math id="M160" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula> is limited by moisture availability rather than vertical motion. Consequently, the BWR yields false positives, measuring the intensity of the circulation's “engine” but not the efficiency of its output. Second, because the BWR is integrated from the surface to 100 hPa to strictly isolate deep convection, it systematically generates false negatives for precipitation driven by shallow convection or warm rain processes, which do not involve deep tropospheric ascent. Third, the current formulation lacks a high-frequency spatial filter. At native grid resolutions, the <inline-formula><mml:math id="M161" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> field inherently convolves the large-scale background dynamics with localized kinematic responses. While filtering the smaller horizontal scales in <inline-formula><mml:math id="M162" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> would isolate the large-scale environment to formulate a more transparent metric of precursor conditions leading eventually to precipitation anomalies, the current unfiltered index operates fundamentally as a diagnostic proxy of the realized convective state. Future efforts to further optimize the BWR will explore the application of spatial filters to the <inline-formula><mml:math id="M163" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> field.</p>
      <p id="d2e2799">Consequently, the translation of the BWR to other tropical latitudes imposes strict physical boundaries. Over continental regimes like the Amazon basin (Fig. <xref ref-type="fig" rid="F4a"/>), deep convection is primarily constrained by convective inhibition (CIN) <xref ref-type="bibr" rid="bib1.bibx19" id="paren.117"/>. Because the BWR evaluates dynamic forcing and positive buoyancy without accounting for the energy required to overcome CIN, its diagnostic correlation decreases significantly in these environments. Furthermore, over the eastern slopes of the Andes, precipitation is frequently driven by localized mechanical orographic lifting under conditions of weak large-scale <inline-formula><mml:math id="M164" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx62" id="paren.118"/>. These highly localized mechanical processes are unresolved at the spatial resolution of current global reanalysis data <xref ref-type="bibr" rid="bib1.bibx28 bib1.bibx18" id="paren.119"/>, which physically exacerbates the generation of false negatives.</p>
      <p id="d2e2820">Beyond the tropics, the application of the BWR becomes physically inconsistent. In the midlatitudes and subtropics, atmospheric dynamics are predominantly governed by baroclinic instability, frontal lifting, and strong Coriolis forcing <xref ref-type="bibr" rid="bib1.bibx54" id="paren.120"/>. Applying the BWR directly to extratropical regimes misrepresents the fundamental energy conversion processes driving precipitation in those latitudes. Finally, it must be reiterated that the BWR is fundamentally a diagnostic proxy of the macro-scale convective environment, not a direct measure of precipitation physics. The Tail Dependence analysis confirms that while the index's simplified formulation introduces noise during moderate conditions, these limitations become secondary during extreme events, where intense dynamic forcing and boundary-layer instability strictly dominate the atmospheric response.</p>
</sec>
</sec>
<sec id="Ch1.S6" sec-type="conclusions">
  <label>6</label><title>Conclusions</title>
      <p id="d2e2835">In dynamically limited environments such as the coastal NWSA, thermodynamic instability (<inline-formula><mml:math id="M165" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>) alone is insufficient to autonomously trigger deep convection due to persistent background subsidence. The BWR addresses this boundary constraint by vertically coupling <inline-formula><mml:math id="M166" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula> and vertical velocity (<inline-formula><mml:math id="M167" display="inline"><mml:mi mathvariant="italic">ω</mml:mi></mml:math></inline-formula>). The causal discovery analysis (PCMCI<inline-formula><mml:math id="M168" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>) empirically verified this formulation, demonstrating that the BWR preserves the dominant causal route to precipitation over other individual thermodynamic or dynamic variables, capturing the dynamic trigger required to realize convection. Furthermore, the upper tail dependence analysis based on empirical copulas confirmed the index's robustness during climate extremes. While isolated thermodynamic variables exhibit asymptotic independence, the BWR demonstrates strong asymptotic tail dependence, proving to be a highly reliable diagnostic specifically for the most extreme hydroclimatic events.</p>
      <p id="d2e2872">As a diagnostic proxy, the BWR systematically outperforms established thermodynamic indices because it explicitly quantifies the realized mesoscale atmospheric response rather than just the precursor potential. Furthermore, while isolated mid-level vertical velocity dictates instantaneous convection, its high-frequency volatility limits its utility for monitoring. By integrating <inline-formula><mml:math id="M169" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula>, the BWR mathematically inherits the thermal inertia of the oceanic boundary conditions. This integration imparts greater signal persistence to the index, making it a slightly more stable proxy for sub-seasonal operative monitoring.</p>
      <p id="d2e2885">Ultimately, the operational value of the BWR emerges in its prognostic application. By substituting predicted precipitation anomalies from SEAS5 with the predicted BWR anomalies, the predictions slightly overcome the limitations of the sub-grid parameterization inherent in the model. Relying instead on explicitly resolved mesoscale variables governed by primitive equations, the BWR systematically improves seasonal predictive skill during the peak of the austral summer and mitigates the forecast degradation caused by the boreal spring predictability barrier.</p>
</sec>

      
      </body>
    <back><app-group>

<app id="App1.Ch1.S1">
  <label>Appendix A</label><title/>

      <fig id="FA1"><label>Figure A1</label><caption><p id="d2e2901">Time series of the March Ia and Id indices for the period 1981–2025 taking the same areas proposed by <xref ref-type="bibr" rid="bib1.bibx2" id="text.121"/>.</p></caption>
        
        <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f16.png"/>

      </fig>

      <fig id="FA2"><label>Figure A2</label><caption><p id="d2e2917">SST anomaly over the Niño <inline-formula><mml:math id="M170" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> region from ERA5 for the extreme hydroclimatic events identified in Sect. <xref ref-type="sec" rid="Ch1.S4"/>. The blue (red) shaded colors indicate negative (positive) anomalies of SST. Taking the 1981–2025 median as climatology.</p></caption>
        
        <graphic xlink:href="https://wcd.copernicus.org/articles/7/1547/2026/wcd-7-1547-2026-f17.jpg"/>

      </fig>


</app>
  </app-group><notes notes-type="codedataavailability"><title>Code and data availability</title>

      <p id="d2e2948">PISCO V2.1 dataset is available at <uri>https://iridl.ldeo.columbia.edu/SOURCES/.SENAMHI/.HSR/.PISCO/index.html</uri> (last access: 15 January 2026); RAIN4PE at <uri>https://datapub.gfz-potsdam.de/download/10.5880.PIK.2020.010enouiv/</uri> (last access: 15 January 2026); ERA5 reanalysis and SEAS5 data at <uri>https://cds.climate.copernicus.eu/datasets</uri> (last access: 15 January 2026).</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d2e2963">The author has declared that there are no competing interests.</p>
  </notes><notes notes-type="disclaimer"><title>Disclaimer</title>

      <p id="d2e2969">Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims made in the text, published maps, institutional affiliations, or any other geographical representation in this paper. The authors bear the ultimate responsibility for providing appropriate place names. Views expressed in the text are those of the authors and do not necessarily reflect the views of the publisher.</p>
  </notes><ack><title>Acknowledgements</title><p id="d2e2975">The author extends his gratitude to Ricardo Gutierrez for his support with recommendations and suggestions, and to Ken Takahashi for recommending articles to discuss the physical basis.</p></ack><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d2e2980">This paper was edited by Paulo Ceppi and reviewed by three anonymous referees.</p>
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